0000899243-16-025088.txt : 20160713
0000899243-16-025088.hdr.sgml : 20160713
20160713171534
ACCESSION NUMBER: 0000899243-16-025088
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160713
FILED AS OF DATE: 20160713
DATE AS OF CHANGE: 20160713
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LDR HOLDING CORP
CENTRAL INDEX KEY: 0001348324
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 203933262
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13785 RESEARCH BOULEVARD
STREET 2: SUITE 200
CITY: AUSTIN
STATE: TX
ZIP: 78750
BUSINESS PHONE: 512-344-3333
MAIL ADDRESS:
STREET 1: 13785 RESEARCH BOULEVARD
STREET 2: SUITE 200
CITY: AUSTIN
STATE: TX
ZIP: 78750
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cruz Denise
CENTRAL INDEX KEY: 0001586625
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36095
FILM NUMBER: 161766151
MAIL ADDRESS:
STREET 1: C/O LDR HOLDING CORPORATION
STREET 2: 13785 RESEARCH BLVD STE 200
CITY: AUSTIN
STATE: TX
ZIP: 78750
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-07-13
1
0001348324
LDR HOLDING CORP
LDRH
0001586625
Cruz Denise
LDR HOLDING CORPORATION
13785 RESEARCH BLVD STE 200
AUSTIN
TX
78750
0
1
0
0
Controller
Common Stock
2016-07-13
4
U
0
3515
37.00
D
155
D
Common Stock
2016-07-13
4
D
0
155
37.00
D
0
D
Incentive Stock Option (right to buy)
4.185
2016-07-13
4
D
0
740
32.815
D
2022-03-23
Common Stock
740
0
D
Incentive Stock Option (right to buy)
6.345
2016-07-13
4
D
0
7407
30.655
D
2022-12-06
Common Stock
7407
0
D
Non-Qualified Stock Option (right to buy)
36.67
2016-07-13
4
D
0
10000
0.33
D
2024-03-10
Common Stock
10000
0
D
Non-Qualified Stock Option (right to buy)
23.59
2016-07-13
4
D
0
6000
13.41
D
2024-05-30
Common Stock
6000
0
D
Non-Qualified Stock Option (right to buy)
37.53
2016-07-13
4
D
0
10000
0.00
D
2025-03-10
Common Stock
10000
0
D
Restricted Stock Unit (RSU)
2016-07-13
4
D
0
7828
37.00
D
Common Stock
7828
0
D
Includes 593 ESPP shares acquired under the Issuer's Amended and Restated 2013 Employee Stock Purchase Plan on May 31, 2016.
Includes 155 ESPP shares acquired under the Issuer's Amended and Restated 2013 Employee Stock Purchase Plan on July 11, 2016.
Pursuant to the terms of the Agreement and Plan of Merger dated June 6, 2016, by and among the Issuer, Zimmer Biomet Holdings, Inc. and LH Merger Sub, Inc., as amended through the date of this form (the "Merger Agreement"), each option, whether vested or unvested, became fully vested immediately prior to the effective time of the merger (the "Merger Effective Time" and such merger, the "Merger") and was automatically canceled and converted into the right to receive an amount in cash equal to the product of (i) the excess, if any, of (A) $37.00 per share in cash (the "Merger Consideration") over (B) the exercise price per share subject to such option, and (ii) the number of shares underlying such option.
Pursuant to the Merger Agreement, to the extent that the exercise price of the options is equal to or higher than the Merger Consideration, then such option was terminated and the holder was entitled to no consideration in connection with such cancellation
Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's common stock.
Pursuant to the Merger Agreement, each RSU, whether vested or unvested, became fully vested immediately prior to the Merger Effective Time and was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the Merger Consideration multiplied by (ii) the number of shares subject to such RSU.
/s/ Denise Cruz
2016-07-13