0000899243-16-025088.txt : 20160713 0000899243-16-025088.hdr.sgml : 20160713 20160713171534 ACCESSION NUMBER: 0000899243-16-025088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160713 FILED AS OF DATE: 20160713 DATE AS OF CHANGE: 20160713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LDR HOLDING CORP CENTRAL INDEX KEY: 0001348324 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 203933262 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 BUSINESS PHONE: 512-344-3333 MAIL ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cruz Denise CENTRAL INDEX KEY: 0001586625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36095 FILM NUMBER: 161766151 MAIL ADDRESS: STREET 1: C/O LDR HOLDING CORPORATION STREET 2: 13785 RESEARCH BLVD STE 200 CITY: AUSTIN STATE: TX ZIP: 78750 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-13 1 0001348324 LDR HOLDING CORP LDRH 0001586625 Cruz Denise LDR HOLDING CORPORATION 13785 RESEARCH BLVD STE 200 AUSTIN TX 78750 0 1 0 0 Controller Common Stock 2016-07-13 4 U 0 3515 37.00 D 155 D Common Stock 2016-07-13 4 D 0 155 37.00 D 0 D Incentive Stock Option (right to buy) 4.185 2016-07-13 4 D 0 740 32.815 D 2022-03-23 Common Stock 740 0 D Incentive Stock Option (right to buy) 6.345 2016-07-13 4 D 0 7407 30.655 D 2022-12-06 Common Stock 7407 0 D Non-Qualified Stock Option (right to buy) 36.67 2016-07-13 4 D 0 10000 0.33 D 2024-03-10 Common Stock 10000 0 D Non-Qualified Stock Option (right to buy) 23.59 2016-07-13 4 D 0 6000 13.41 D 2024-05-30 Common Stock 6000 0 D Non-Qualified Stock Option (right to buy) 37.53 2016-07-13 4 D 0 10000 0.00 D 2025-03-10 Common Stock 10000 0 D Restricted Stock Unit (RSU) 2016-07-13 4 D 0 7828 37.00 D Common Stock 7828 0 D Includes 593 ESPP shares acquired under the Issuer's Amended and Restated 2013 Employee Stock Purchase Plan on May 31, 2016. Includes 155 ESPP shares acquired under the Issuer's Amended and Restated 2013 Employee Stock Purchase Plan on July 11, 2016. Pursuant to the terms of the Agreement and Plan of Merger dated June 6, 2016, by and among the Issuer, Zimmer Biomet Holdings, Inc. and LH Merger Sub, Inc., as amended through the date of this form (the "Merger Agreement"), each option, whether vested or unvested, became fully vested immediately prior to the effective time of the merger (the "Merger Effective Time" and such merger, the "Merger") and was automatically canceled and converted into the right to receive an amount in cash equal to the product of (i) the excess, if any, of (A) $37.00 per share in cash (the "Merger Consideration") over (B) the exercise price per share subject to such option, and (ii) the number of shares underlying such option. Pursuant to the Merger Agreement, to the extent that the exercise price of the options is equal to or higher than the Merger Consideration, then such option was terminated and the holder was entitled to no consideration in connection with such cancellation Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each RSU, whether vested or unvested, became fully vested immediately prior to the Merger Effective Time and was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the Merger Consideration multiplied by (ii) the number of shares subject to such RSU. /s/ Denise Cruz 2016-07-13