0001209191-22-024533.txt : 20220415
0001209191-22-024533.hdr.sgml : 20220415
20220415181143
ACCESSION NUMBER: 0001209191-22-024533
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220414
FILED AS OF DATE: 20220415
DATE AS OF CHANGE: 20220415
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McFarlane Scott M
CENTRAL INDEX KEY: 0001741458
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38525
FILM NUMBER: 22830801
MAIL ADDRESS:
STREET 1: 255 SOUTH KING ST., SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVALARA, INC.
CENTRAL INDEX KEY: 0001348036
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 911995935
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: (206) 826-4900
MAIL ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
FORMER COMPANY:
FORMER CONFORMED NAME: AVALARA INC
DATE OF NAME CHANGE: 20051227
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-04-14
0
0001348036
AVALARA, INC.
AVLR
0001741458
McFarlane Scott M
255 SOUTH KING ST.
SUITE 1800
SEATTLE
WA
98104
1
1
0
0
See Remarks
Common Stock
2022-04-14
4
M
0
20000
16.60
A
606104
D
Common Stock
2022-04-14
4
S
0
14202
92.59
D
591902
D
Common Stock
2022-04-14
4
S
0
3820
93.38
D
588082
D
Common Stock
2022-04-14
4
S
0
1615
94.79
D
586467
D
Common Stock
2022-04-14
4
S
0
363
95.38
D
586104
D
Common Stock
109375
I
By McFarlane Family Investments, LLC
Stock Option (right to buy)
16.60
2022-04-14
4
M
0
20000
0.00
D
2028-01-23
Common Stock
20000
125000
D
The sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the Reporting Person on December 9, 2021, and amended on March 14, 2022.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.04 to $93.03, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.06 to $94.01, inclusive.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.23 to $95.07, inclusive.
The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by McFarlane Family Investments, LLC, of which the Reporting Person is the sole manager and a member, except to the extent of his pecuniary interest therein, if any.
25% of the total shares subject to the option vested and became exercisable on January 1, 2019, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022.
Chairman and Chief Executive Officer
/s/ Miles Treakle, Attorney-in-Fact
2022-04-15