0001209191-22-024533.txt : 20220415 0001209191-22-024533.hdr.sgml : 20220415 20220415181143 ACCESSION NUMBER: 0001209191-22-024533 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220414 FILED AS OF DATE: 20220415 DATE AS OF CHANGE: 20220415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McFarlane Scott M CENTRAL INDEX KEY: 0001741458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 22830801 MAIL ADDRESS: STREET 1: 255 SOUTH KING ST., SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALARA, INC. CENTRAL INDEX KEY: 0001348036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911995935 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 826-4900 MAIL ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 FORMER COMPANY: FORMER CONFORMED NAME: AVALARA INC DATE OF NAME CHANGE: 20051227 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-04-14 0 0001348036 AVALARA, INC. AVLR 0001741458 McFarlane Scott M 255 SOUTH KING ST. SUITE 1800 SEATTLE WA 98104 1 1 0 0 See Remarks Common Stock 2022-04-14 4 M 0 20000 16.60 A 606104 D Common Stock 2022-04-14 4 S 0 14202 92.59 D 591902 D Common Stock 2022-04-14 4 S 0 3820 93.38 D 588082 D Common Stock 2022-04-14 4 S 0 1615 94.79 D 586467 D Common Stock 2022-04-14 4 S 0 363 95.38 D 586104 D Common Stock 109375 I By McFarlane Family Investments, LLC Stock Option (right to buy) 16.60 2022-04-14 4 M 0 20000 0.00 D 2028-01-23 Common Stock 20000 125000 D The sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the Reporting Person on December 9, 2021, and amended on March 14, 2022. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.04 to $93.03, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.06 to $94.01, inclusive. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.23 to $95.07, inclusive. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by McFarlane Family Investments, LLC, of which the Reporting Person is the sole manager and a member, except to the extent of his pecuniary interest therein, if any. 25% of the total shares subject to the option vested and became exercisable on January 1, 2019, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022. Chairman and Chief Executive Officer /s/ Miles Treakle, Attorney-in-Fact 2022-04-15