0001209191-20-028963.txt : 20200513
0001209191-20-028963.hdr.sgml : 20200513
20200513182016
ACCESSION NUMBER: 0001209191-20-028963
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200511
FILED AS OF DATE: 20200513
DATE AS OF CHANGE: 20200513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McFarlane Scott M
CENTRAL INDEX KEY: 0001741458
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38525
FILM NUMBER: 20874717
MAIL ADDRESS:
STREET 1: 255 SOUTH KING ST., SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVALARA, INC.
CENTRAL INDEX KEY: 0001348036
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 911995935
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: (206) 826-4900
MAIL ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
FORMER COMPANY:
FORMER CONFORMED NAME: AVALARA INC
DATE OF NAME CHANGE: 20051227
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-05-11
0
0001348036
AVALARA, INC.
AVLR
0001741458
McFarlane Scott M
255 SOUTH KING ST.
SUITE 1800
SEATTLE
WA
98104
1
1
0
0
See Remarks
Common Stock
2020-05-11
4
M
0
2198
6.40
A
831421
D
Common Stock
2020-05-11
4
M
0
12802
8.04
A
844223
D
Common Stock
2020-05-11
4
S
0
1300
97.22
D
842923
D
Common Stock
2020-05-11
4
S
0
1264
99.00
D
841659
D
Common Stock
2020-05-11
4
S
0
12436
99.99
D
829223
D
Common Stock
2020-05-12
4
M
0
15000
8.04
A
844223
D
Common Stock
2020-05-12
4
S
0
14994
98.11
D
829229
D
Common Stock
2020-05-12
4
S
0
6
98.79
D
829223
D
Common Stock
9375
I
By MVPROJECTS, LLC
Stock Option (right to buy)
6.40
2020-05-11
4
M
0
2198
0.00
D
2017-09-20
2023-10-03
Common Stock
2198
0
D
Stock Option (right to buy)
8.04
2020-05-11
4
M
0
12802
0.00
D
2024-02-25
Common Stock
12802
187198
D
Stock Option (right to buy)
8.04
2020-05-12
4
M
0
15000
0.00
D
2024-02-25
Common Stock
15000
172198
D
The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2019.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.97 to $97.59 inclusive. Upon request by Avalara, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.368 to $99.34, inclusive.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.515 to $100.22, inclusive.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.7523 to $98.72, inclusive.
The Reporting Person is a member of MVPROJECTS, LLC.
25% of the total shares subject to the option vested and became exercisable on January 1, 2016, and 1/48th of the total shares subject to the option vested and became exercisable monthly thereafter such that the option was fully vested and exercisable on January 1, 2019.
Chairman and Chief Executive Officer
/s/ Alesia L. Pinney, Attorney-in-Fact
2020-05-13