0001209191-19-049096.txt : 20190910
0001209191-19-049096.hdr.sgml : 20190910
20190910195202
ACCESSION NUMBER: 0001209191-19-049096
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190906
FILED AS OF DATE: 20190910
DATE AS OF CHANGE: 20190910
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McFarlane Scott M
CENTRAL INDEX KEY: 0001741458
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38525
FILM NUMBER: 191086909
MAIL ADDRESS:
STREET 1: 255 SOUTH KING ST., SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVALARA, INC.
CENTRAL INDEX KEY: 0001348036
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 911995935
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: (206) 826-4900
MAIL ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
FORMER COMPANY:
FORMER CONFORMED NAME: AVALARA INC
DATE OF NAME CHANGE: 20051227
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-09-06
0
0001348036
AVALARA, INC.
AVLR
0001741458
McFarlane Scott M
255 SOUTH KING ST.
SUITE 1800
SEATTLE
WA
98104
1
1
0
0
See Remarks
Common Stock
2019-09-06
4
M
0
7802
6.40
A
759088
D
Common Stock
2019-09-06
4
S
0
7802
83.37
D
751286
D
Common Stock
2019-09-09
4
M
0
20000
6.40
A
771286
D
Common Stock
2019-09-09
4
S
0
10895
74.65
D
760391
D
Common Stock
2019-09-09
4
S
0
5000
75.68
D
755391
D
Common Stock
2019-09-09
4
S
0
4005
76.56
D
751386
D
Common Stock
2019-09-09
4
S
0
100
77.29
D
751286
D
Common Stock
2019-09-10
4
M
0
12000
1.50
A
763286
D
Common Stock
2019-09-10
4
S
0
5680
72.17
D
757606
D
Common Stock
2019-09-10
4
S
0
4500
73.38
D
753106
D
Common Stock
2019-09-10
4
S
0
1820
73.98
D
751286
D
Common Stock
9375
I
By MVPROJECTS, LLC
Stock Option (right to buy)
6.40
2019-09-06
4
M
0
7802
0.00
D
2017-09-20
2023-10-03
Common Stock
7802
82198
D
Stock Option (right to buy)
6.40
2019-09-09
4
M
0
20000
0.00
D
2017-09-20
2023-10-03
Common Stock
20000
62198
D
Stock Option (right to buy)
1.50
2019-09-10
4
M
0
12000
0.00
D
2014-12-17
2021-02-18
Common Stock
12000
36000
D
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.00 to $83.68, inclusive. Upon request by Avalara, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (4) and (6) through (8) to this Form 4.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.11 to $75.08, inclusive.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.12 to $76.11, inclusive.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.12 to $77.10, inclusive.
The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 21, 2018.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.74 to $72.57, inclusive.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.80 to $73.79, inclusive.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.81 to $74.09, inclusive.
The Reporting Person is a member of MVPROJECTS, LLC.
Chairman and Chief Executive Officer
/s/ Alesia L. Pinney, Attorney-in-Fact
2019-09-10