0001209191-19-049096.txt : 20190910 0001209191-19-049096.hdr.sgml : 20190910 20190910195202 ACCESSION NUMBER: 0001209191-19-049096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190906 FILED AS OF DATE: 20190910 DATE AS OF CHANGE: 20190910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McFarlane Scott M CENTRAL INDEX KEY: 0001741458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 191086909 MAIL ADDRESS: STREET 1: 255 SOUTH KING ST., SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALARA, INC. CENTRAL INDEX KEY: 0001348036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911995935 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 826-4900 MAIL ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 FORMER COMPANY: FORMER CONFORMED NAME: AVALARA INC DATE OF NAME CHANGE: 20051227 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-09-06 0 0001348036 AVALARA, INC. AVLR 0001741458 McFarlane Scott M 255 SOUTH KING ST. SUITE 1800 SEATTLE WA 98104 1 1 0 0 See Remarks Common Stock 2019-09-06 4 M 0 7802 6.40 A 759088 D Common Stock 2019-09-06 4 S 0 7802 83.37 D 751286 D Common Stock 2019-09-09 4 M 0 20000 6.40 A 771286 D Common Stock 2019-09-09 4 S 0 10895 74.65 D 760391 D Common Stock 2019-09-09 4 S 0 5000 75.68 D 755391 D Common Stock 2019-09-09 4 S 0 4005 76.56 D 751386 D Common Stock 2019-09-09 4 S 0 100 77.29 D 751286 D Common Stock 2019-09-10 4 M 0 12000 1.50 A 763286 D Common Stock 2019-09-10 4 S 0 5680 72.17 D 757606 D Common Stock 2019-09-10 4 S 0 4500 73.38 D 753106 D Common Stock 2019-09-10 4 S 0 1820 73.98 D 751286 D Common Stock 9375 I By MVPROJECTS, LLC Stock Option (right to buy) 6.40 2019-09-06 4 M 0 7802 0.00 D 2017-09-20 2023-10-03 Common Stock 7802 82198 D Stock Option (right to buy) 6.40 2019-09-09 4 M 0 20000 0.00 D 2017-09-20 2023-10-03 Common Stock 20000 62198 D Stock Option (right to buy) 1.50 2019-09-10 4 M 0 12000 0.00 D 2014-12-17 2021-02-18 Common Stock 12000 36000 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.00 to $83.68, inclusive. Upon request by Avalara, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (4) and (6) through (8) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.11 to $75.08, inclusive. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.12 to $76.11, inclusive. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.12 to $77.10, inclusive. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 21, 2018. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.74 to $72.57, inclusive. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.80 to $73.79, inclusive. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.81 to $74.09, inclusive. The Reporting Person is a member of MVPROJECTS, LLC. Chairman and Chief Executive Officer /s/ Alesia L. Pinney, Attorney-in-Fact 2019-09-10