0001140361-17-041623.txt : 20171108
0001140361-17-041623.hdr.sgml : 20171108
20171108172047
ACCESSION NUMBER: 0001140361-17-041623
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171031
FILED AS OF DATE: 20171108
DATE AS OF CHANGE: 20171108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Swauger James E.
CENTRAL INDEX KEY: 0001722086
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36338
FILM NUMBER: 171187558
MAIL ADDRESS:
STREET 1: C/O 22ND CENTURY GROUP, INC.
STREET 2: 9530 MAIN STREET
CITY: CLARENCE
STATE: NY
ZIP: 14031
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 22nd Century Group, Inc.
CENTRAL INDEX KEY: 0001347858
STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111]
IRS NUMBER: 980468420
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9530 MAIN STREET
CITY: CLARENCE,
STATE: NY
ZIP: 14031
BUSINESS PHONE: (716) 270-1523
MAIL ADDRESS:
STREET 1: 9530 MAIN STREET
CITY: CLARENCE,
STATE: NY
ZIP: 14031
FORMER COMPANY:
FORMER CONFORMED NAME: Touchstone Mining LTD
DATE OF NAME CHANGE: 20051222
4
1
doc1.xml
FORM 4
X0306
4
2017-10-31
0
0001347858
22nd Century Group, Inc.
XXII
0001722086
Swauger James E.
C/O 22ND CENTURY GROUP, INC.
9530 MAIN STREET
CLARENCE
NY
14031
0
1
0
0
Senior VP-Science & Regulatory
Stock Option (Right to Buy)
2.12
2017-10-31
4
A
0
900000
0
A
2027-10-31
Common Stock
900000
900000
D
Stock Option (Right to Buy)
2.12
2017-10-31
4
A
0
300000
0
A
2027-10-31
Common Stock
300000
300000
D
Vests one-third on each of November 1, 2018, November 1, 2019 and November 1, 2020.
Vests upon the satisfaction of certain performance conditions.
/s/ John J. Wolfel, Attorney-in-Fact for James E. Swauger, Ph.D.
2017-11-08