0001140361-17-036994.txt : 20170929 0001140361-17-036994.hdr.sgml : 20170929 20170929173126 ACCESSION NUMBER: 0001140361-17-036994 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170929 FILED AS OF DATE: 20170929 DATE AS OF CHANGE: 20170929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moynihan Michael Robert CENTRAL INDEX KEY: 0001508751 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36338 FILM NUMBER: 171112502 MAIL ADDRESS: STREET 1: 2394 KING ARTHURS COURT CITY: HARRISONBURG STATE: VA ZIP: 22801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 22nd Century Group, Inc. CENTRAL INDEX KEY: 0001347858 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 980468420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 BUSINESS PHONE: (716) 270-1523 MAIL ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 FORMER COMPANY: FORMER CONFORMED NAME: Touchstone Mining LTD DATE OF NAME CHANGE: 20051222 4 1 doc1.xml FORM 4 X0306 4 2017-09-29 0 0001347858 22nd Century Group, Inc. XXII 0001508751 Moynihan Michael Robert 9530 MAIN STREET CLARENCE NY 14031 0 1 0 0 Vice President of R&D Common Stock 2017-09-29 4 S 0 50000 2.6655 D 867220 D Stock Option .69 2012-05-18 2022-05-18 Common Stock 100000 100000 D Stock Option .80 2013-02-25 2023-02-25 Common Stock 75000 75000 D Stock Option .96 2016-02-16 2025-02-16 Common Stock 194529 194529 D Stock Option 0.82 2016-04-29 2026-04-29 Common Stock 90000 90000 D Stock Option (Right to Buy) 1.39 2027-05-24 Common Stock 62000 62000 D Shares sold pursuant to predetermined criteria contained in a Rule 10b5-1 trading plan instituted by the Reporting Person on August 30, 2017. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at share prices ranging from $2.64 to $2.71, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1, 2020. /s/ John J. Wolfel, Attorney-in-Fact for Michael R. Moynihan 2017-09-29