0001140361-17-032594.txt : 20170817
0001140361-17-032594.hdr.sgml : 20170817
20170817160852
ACCESSION NUMBER: 0001140361-17-032594
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170815
FILED AS OF DATE: 20170817
DATE AS OF CHANGE: 20170817
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cornell James W
CENTRAL INDEX KEY: 0001523111
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36338
FILM NUMBER: 171038752
MAIL ADDRESS:
STREET 1: 5266 SENECA STREET
CITY: WEST SENECA
STATE: NY
ZIP: 14224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 22nd Century Group, Inc.
CENTRAL INDEX KEY: 0001347858
STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111]
IRS NUMBER: 980468420
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9530 MAIN STREET
CITY: CLARENCE,
STATE: NY
ZIP: 14031
BUSINESS PHONE: (716) 270-1523
MAIL ADDRESS:
STREET 1: 9530 MAIN STREET
CITY: CLARENCE,
STATE: NY
ZIP: 14031
FORMER COMPANY:
FORMER CONFORMED NAME: Touchstone Mining LTD
DATE OF NAME CHANGE: 20051222
4
1
doc1.xml
FORM 4
X0306
4
2017-08-15
0
0001347858
22nd Century Group, Inc.
XXII
0001523111
Cornell James W
5266 SENECA STREET
WEST SENECA
NY
14224
1
0
0
0
Common Stock
2017-08-15
4
X
0
31500
0.60
A
176500
D
Common Stock
2017-08-15
4
F
0
8553
221
D
167947
D
Warrant to Purchase
.6
2017-08-15
4
X
0
31500
0
D
2012-11-09
2017-11-09
Common Stock
31500
0
D
Non-Qualified Stock Option
1.39
2022-05-24
Common Stock
100000
100000
D
Non-Qualified Stock Option
.95
2017-03-04
2021-03-04
Common Stock
138376
138376
D
Non-Qualified Stock Option
1.43
2015-03-03
2020-03-03
Common Stock
100000
100000
D
Non-Qualified Stock Option
.8
2013-02-25
2023-02-25
Common Stock
50000
50000
D
Non-Qualified Stock Option
.69
2012-05-18
2022-05-18
Common Stock
60000
60000
D
Non-Qualified Stock Options which vest 100% on April 1, 2018.
The Reporting Owner exercised warrant shares via a cashless exercise.
/s/ John Wolfel, Attorney-in-Fact for James W. Cornell
2017-08-17