0001140361-17-032594.txt : 20170817 0001140361-17-032594.hdr.sgml : 20170817 20170817160852 ACCESSION NUMBER: 0001140361-17-032594 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170815 FILED AS OF DATE: 20170817 DATE AS OF CHANGE: 20170817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cornell James W CENTRAL INDEX KEY: 0001523111 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36338 FILM NUMBER: 171038752 MAIL ADDRESS: STREET 1: 5266 SENECA STREET CITY: WEST SENECA STATE: NY ZIP: 14224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 22nd Century Group, Inc. CENTRAL INDEX KEY: 0001347858 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 980468420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 BUSINESS PHONE: (716) 270-1523 MAIL ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 FORMER COMPANY: FORMER CONFORMED NAME: Touchstone Mining LTD DATE OF NAME CHANGE: 20051222 4 1 doc1.xml FORM 4 X0306 4 2017-08-15 0 0001347858 22nd Century Group, Inc. XXII 0001523111 Cornell James W 5266 SENECA STREET WEST SENECA NY 14224 1 0 0 0 Common Stock 2017-08-15 4 X 0 31500 0.60 A 176500 D Common Stock 2017-08-15 4 F 0 8553 221 D 167947 D Warrant to Purchase .6 2017-08-15 4 X 0 31500 0 D 2012-11-09 2017-11-09 Common Stock 31500 0 D Non-Qualified Stock Option 1.39 2022-05-24 Common Stock 100000 100000 D Non-Qualified Stock Option .95 2017-03-04 2021-03-04 Common Stock 138376 138376 D Non-Qualified Stock Option 1.43 2015-03-03 2020-03-03 Common Stock 100000 100000 D Non-Qualified Stock Option .8 2013-02-25 2023-02-25 Common Stock 50000 50000 D Non-Qualified Stock Option .69 2012-05-18 2022-05-18 Common Stock 60000 60000 D Non-Qualified Stock Options which vest 100% on April 1, 2018. The Reporting Owner exercised warrant shares via a cashless exercise. /s/ John Wolfel, Attorney-in-Fact for James W. Cornell 2017-08-17