0001140361-15-010169.txt : 20150304 0001140361-15-010169.hdr.sgml : 20150304 20150304145710 ACCESSION NUMBER: 0001140361-15-010169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150303 FILED AS OF DATE: 20150304 DATE AS OF CHANGE: 20150304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 22nd Century Group, Inc. CENTRAL INDEX KEY: 0001347858 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 980468420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 BUSINESS PHONE: (716) 270-1523 MAIL ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 FORMER COMPANY: FORMER CONFORMED NAME: Touchstone Mining LTD DATE OF NAME CHANGE: 20051222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pandolfino Joseph CENTRAL INDEX KEY: 0001508752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36338 FILM NUMBER: 15672979 MAIL ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE STATE: NY ZIP: 14031 4 1 doc1.xml FORM 4 X0306 4 2015-03-03 0 0001347858 22nd Century Group, Inc. XXII 0001508752 Pandolfino Joseph 9530 MAIN STREET CLARENCE NY 14031 1 0 1 0 Common Stock 5671802 D Non-Qualified Stock Option 1.43 2015-03-03 4 A 0 100000 0 A 2020-03-03 Common Stock 100000 100000 D Warrant to Purchase 0.6 2012-11-09 2017-11-09 Common Stock 140000 140000 D Warrant to Purchase 1.1497 2012-02-08 2017-02-08 Common Stock 180047 180047 D Warrant to Purchase 2.2136 2011-01-25 2016-01-26 Common Stock 1903136 1903136 D Warrant to Purchase 1.2018 2011-01-25 2016-01-25 Common Stock 47088 47088 D Non-Qualified Stock Options granted pursuant to the Issuer's 2014 Omnibus Incentive Plan, which vest 100% on March 3, 2016. /s/ Joseph Pandolfino 2015-03-04