0001140361-15-007795.txt : 20150219 0001140361-15-007795.hdr.sgml : 20150219 20150218161823 ACCESSION NUMBER: 0001140361-15-007795 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150216 FILED AS OF DATE: 20150218 DATE AS OF CHANGE: 20150218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 22nd Century Group, Inc. CENTRAL INDEX KEY: 0001347858 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 980468420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 BUSINESS PHONE: (716) 270-1523 MAIL ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 FORMER COMPANY: FORMER CONFORMED NAME: Touchstone Mining LTD DATE OF NAME CHANGE: 20051222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moynihan Michael Robert CENTRAL INDEX KEY: 0001508751 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36338 FILM NUMBER: 15628204 MAIL ADDRESS: STREET 1: 2394 KING ARTHURS COURT CITY: HARRISONBURG STATE: VA ZIP: 22801 4 1 doc1.xml FORM 4 X0306 4 2015-02-16 0 0001347858 22nd Century Group, Inc. XXII 0001508751 Moynihan Michael Robert 9530 MAIN STREET CLARENCE NY 14031 0 1 0 0 Vice President of R&D Common Stock 1038934 D Warrant to Purchase 2.2029 2011-01-25 2016-01-25 Common Stock 325154 325154 D Warrant to Purchase 1.2018 2011-01-25 2016-01-25 Common Stock 6216 6216 D Warrant to Purchase 0.60 2012-05-15 2017-05-15 Common Stock 150000 150000 D Stock Option (right to purchase) 0.69 2012-05-18 2022-05-18 Common Stock 100000 100000 D Stock Option (right to purchase) 0.80 2013-02-25 2023-02-25 Common Stock 75000 75000 D Stock Option (right to buy) 0.96 2015-02-16 4 A 0 194529 0 A 2016-02-16 2025-02-16 Common Stock 194529 194529 D Options Vest 100% on the first anniversary of the date of grant. /s/ Thomas L. James, Attorney-in-Fact for Michael R. Moynihan 2015-02-18