0001140361-15-007794.txt : 20150219 0001140361-15-007794.hdr.sgml : 20150219 20150218161749 ACCESSION NUMBER: 0001140361-15-007794 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150216 FILED AS OF DATE: 20150218 DATE AS OF CHANGE: 20150218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 22nd Century Group, Inc. CENTRAL INDEX KEY: 0001347858 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 980468420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 BUSINESS PHONE: (716) 270-1523 MAIL ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 FORMER COMPANY: FORMER CONFORMED NAME: Touchstone Mining LTD DATE OF NAME CHANGE: 20051222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAMES THOMAS L. CENTRAL INDEX KEY: 0001608342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36338 FILM NUMBER: 15628198 MAIL ADDRESS: STREET 1: C/O 22ND CENTURY GROUP, INC. STREET 2: 9530 MAIN STREET CITY: CLARENCE STATE: NY ZIP: 14031 4 1 doc1.xml FORM 4 X0306 4 2015-02-16 0 0001347858 22nd Century Group, Inc. XXII 0001608342 JAMES THOMAS L. C/O 22ND CENTURY GROUP, INC. 9530 MAIN STREET CLARENCE NY 14031 0 1 0 0 VP, General Counsel & Sec'y. Common Stock 100000 D Options to Purchase Common Stock 2.61 2024-05-27 Common Stock 300000 300000 D Stock Option (right to buy) 0.96 2015-02-16 4 A 0 197568 0 A 2016-02-16 2025-02-16 Common Stock 197.568 197568 D Fifty thousand (50,000) of the options vest immediately and the remaining options vest as follows: one hundred thousand (100,000) on each of May 1, 2015 and May 1, 2016, and fifty thousand (50,000) on May 1, 2017. Options Vest 100% on the first anniversary of the date of grant. /s/ John J. Wolfel, Attorney-in-Fact for Thomas L. James 2016-02-18