0001140361-14-023098.txt : 20140527
0001140361-14-023098.hdr.sgml : 20140526
20140527160544
ACCESSION NUMBER: 0001140361-14-023098
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140527
FILED AS OF DATE: 20140527
DATE AS OF CHANGE: 20140527
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 22nd Century Group, Inc.
CENTRAL INDEX KEY: 0001347858
STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111]
IRS NUMBER: 980468420
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9530 MAIN STREET
CITY: CLARENCE,
STATE: NY
ZIP: 14031
BUSINESS PHONE: (716) 270-1523
MAIL ADDRESS:
STREET 1: 9530 MAIN STREET
CITY: CLARENCE,
STATE: NY
ZIP: 14031
FORMER COMPANY:
FORMER CONFORMED NAME: Touchstone Mining LTD
DATE OF NAME CHANGE: 20051222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAMES THOMAS L.
CENTRAL INDEX KEY: 0001608342
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36338
FILM NUMBER: 14869977
MAIL ADDRESS:
STREET 1: C/O 22ND CENTURY GROUP, INC.
STREET 2: 9530 MAIN STREET
CITY: CLARENCE
STATE: NY
ZIP: 14031
4
1
doc1.xml
FORM 4
X0306
4
2014-05-27
0
0001347858
22nd Century Group, Inc.
XXII
0001608342
JAMES THOMAS L.
C/O 22ND CENTURY GROUP, INC.
9530 MAIN STREET
CLARENCE
NY
14031
0
1
0
0
VP, General Counsel & Sec'y.
Common Stock
2014-05-27
4
A
0
100000
A
100000
D
Options to Purchase Common Stock
2.61
2014-05-27
4
A
0
300000
0
A
2024-05-27
Common Stock
300000
300000
D
Restricted shares awarded to the reporting person pursuant to the issuer's 2014 Omnibus Incentive Plan, which shares are subject to forfeiture until May 1, 2017, subject to certain exceptions.
Fifty thousand (50,000) of the options vest immediately and the remaining options vest as follows: one hundred thousand (100,000) on each of May 1, 2015 and May 1, 2016, and fifty thousand (50,000) on May 1, 2017.
/s/ John J. Wolfel, Attorney-in-Fact for Thomas L. James
2014-05-27