0001140361-14-023098.txt : 20140527 0001140361-14-023098.hdr.sgml : 20140526 20140527160544 ACCESSION NUMBER: 0001140361-14-023098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140527 FILED AS OF DATE: 20140527 DATE AS OF CHANGE: 20140527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 22nd Century Group, Inc. CENTRAL INDEX KEY: 0001347858 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 980468420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 BUSINESS PHONE: (716) 270-1523 MAIL ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 FORMER COMPANY: FORMER CONFORMED NAME: Touchstone Mining LTD DATE OF NAME CHANGE: 20051222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAMES THOMAS L. CENTRAL INDEX KEY: 0001608342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36338 FILM NUMBER: 14869977 MAIL ADDRESS: STREET 1: C/O 22ND CENTURY GROUP, INC. STREET 2: 9530 MAIN STREET CITY: CLARENCE STATE: NY ZIP: 14031 4 1 doc1.xml FORM 4 X0306 4 2014-05-27 0 0001347858 22nd Century Group, Inc. XXII 0001608342 JAMES THOMAS L. C/O 22ND CENTURY GROUP, INC. 9530 MAIN STREET CLARENCE NY 14031 0 1 0 0 VP, General Counsel & Sec'y. Common Stock 2014-05-27 4 A 0 100000 A 100000 D Options to Purchase Common Stock 2.61 2014-05-27 4 A 0 300000 0 A 2024-05-27 Common Stock 300000 300000 D Restricted shares awarded to the reporting person pursuant to the issuer's 2014 Omnibus Incentive Plan, which shares are subject to forfeiture until May 1, 2017, subject to certain exceptions. Fifty thousand (50,000) of the options vest immediately and the remaining options vest as follows: one hundred thousand (100,000) on each of May 1, 2015 and May 1, 2016, and fifty thousand (50,000) on May 1, 2017. /s/ John J. Wolfel, Attorney-in-Fact for Thomas L. James 2014-05-27