0001140361-14-003438.txt : 20140128 0001140361-14-003438.hdr.sgml : 20140128 20140128143756 ACCESSION NUMBER: 0001140361-14-003438 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140127 FILED AS OF DATE: 20140128 DATE AS OF CHANGE: 20140128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 22nd Century Group, Inc. CENTRAL INDEX KEY: 0001347858 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 980468420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 BUSINESS PHONE: (716) 270-1523 MAIL ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 FORMER COMPANY: FORMER CONFORMED NAME: Touchstone Mining LTD DATE OF NAME CHANGE: 20051222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cornell James W CENTRAL INDEX KEY: 0001523111 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54111 FILM NUMBER: 14552276 MAIL ADDRESS: STREET 1: 5266 SENECA STREET CITY: WEST SENECA STATE: NY ZIP: 14224 4 1 doc1.xml FORM 4 X0306 4 2014-01-27 0 0001347858 22nd Century Group, Inc. XXII.OB 0001523111 Cornell James W 5266 SENECA STREET WEST SENECA NY 14224 1 0 0 0 Common Stock 2014-01-27 4 A 0 35000 0 A 145000 D Non-Qualified Stock Option 0.80 2013-02-25 2023-02-25 Common Stock 50000 50000 D Non-Qualified Stock Option 0.69 2012-05-18 2022-05-18 Common Stock 60000 60000 D Warrant to Purchase 0.60 2012-11-09 2017-11-09 Common Stock 31500 31500 D Shares granted pursuant to the Issuer's 2010 Equity Incentive Plan. Shares are subject to restrictions on transfer. The exercise price and/or number of shares underlying this security are subject to adjustment as set forth in the applicable warrant agreement. /s/ Thomas L. James, Attorney-in-Fact for James W. Cornell 2014-01-28