0001140361-14-003432.txt : 20140128
0001140361-14-003432.hdr.sgml : 20140128
20140128143453
ACCESSION NUMBER: 0001140361-14-003432
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140127
FILED AS OF DATE: 20140128
DATE AS OF CHANGE: 20140128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 22nd Century Group, Inc.
CENTRAL INDEX KEY: 0001347858
STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111]
IRS NUMBER: 980468420
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9530 MAIN STREET
CITY: CLARENCE,
STATE: NY
ZIP: 14031
BUSINESS PHONE: (716) 270-1523
MAIL ADDRESS:
STREET 1: 9530 MAIN STREET
CITY: CLARENCE,
STATE: NY
ZIP: 14031
FORMER COMPANY:
FORMER CONFORMED NAME: Touchstone Mining LTD
DATE OF NAME CHANGE: 20051222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SICIGNANO HENRY III
CENTRAL INDEX KEY: 0001508753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54111
FILM NUMBER: 14552260
MAIL ADDRESS:
STREET 1: 8201 MAIN STREET
STREET 2: SUITE 6
CITY: WILLIAMSVILLE
STATE: NY
ZIP: 14221
4
1
doc1.xml
FORM 4
X0306
4
2014-01-27
0
0001347858
22nd Century Group, Inc.
XXII.OB
0001508753
SICIGNANO HENRY III
9530 MAIN STREET
CLARENCE
NY
14031
1
1
1
0
CFO, President, Secretary
Common Stock
2014-01-27
4
A
0
75000
0
A
2292603
D
Common Stock
15000
I
Custodian for Minor Children
Common Stock
20000
I
IRA
Common Stock
2542347
I
Manager
Warrant to Purchase
2.2136
2011-01-25
2016-01-25
Common Stock
94277
94277
D
Warrant to Purchase
1.2018
2011-01-25
2016-01-25
Common Stock
19856
19856
I
Manager
Warrant to Purchase
2.2136
2011-01-25
2016-01-25
Common Stock
1063335
1063335
I
Manager
Warrant to Purchase
0.60
2012-05-15
2017-05-15
Common Stock
20000
20000
D
Warrant to Purchase
0.60
2012-11-09
2017-11-09
Common Stock
300000
300000
D
Stock Option (right to buy)
0.69
2012-05-18
2022-05-18
Common Stock
100000
100000
D
Shares granted pursuant to the Issuer's 2010 Equity Incentive Plan. Shares are subject to restrictions on transfer.
Shares are owned by Henry Sicignano III Group, LLC of which Mr. Sicignano is the Manager.
The exercise price and/or number of shares underlying this security are subject to adjustment as set forth in the applicable warrant agreement.
s/ Thomas L. James, Attorney-in-Fact for Henry Sicignano, III
2014-01-28