0001140361-14-003432.txt : 20140128 0001140361-14-003432.hdr.sgml : 20140128 20140128143453 ACCESSION NUMBER: 0001140361-14-003432 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140127 FILED AS OF DATE: 20140128 DATE AS OF CHANGE: 20140128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 22nd Century Group, Inc. CENTRAL INDEX KEY: 0001347858 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 980468420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 BUSINESS PHONE: (716) 270-1523 MAIL ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 FORMER COMPANY: FORMER CONFORMED NAME: Touchstone Mining LTD DATE OF NAME CHANGE: 20051222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SICIGNANO HENRY III CENTRAL INDEX KEY: 0001508753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54111 FILM NUMBER: 14552260 MAIL ADDRESS: STREET 1: 8201 MAIN STREET STREET 2: SUITE 6 CITY: WILLIAMSVILLE STATE: NY ZIP: 14221 4 1 doc1.xml FORM 4 X0306 4 2014-01-27 0 0001347858 22nd Century Group, Inc. XXII.OB 0001508753 SICIGNANO HENRY III 9530 MAIN STREET CLARENCE NY 14031 1 1 1 0 CFO, President, Secretary Common Stock 2014-01-27 4 A 0 75000 0 A 2292603 D Common Stock 15000 I Custodian for Minor Children Common Stock 20000 I IRA Common Stock 2542347 I Manager Warrant to Purchase 2.2136 2011-01-25 2016-01-25 Common Stock 94277 94277 D Warrant to Purchase 1.2018 2011-01-25 2016-01-25 Common Stock 19856 19856 I Manager Warrant to Purchase 2.2136 2011-01-25 2016-01-25 Common Stock 1063335 1063335 I Manager Warrant to Purchase 0.60 2012-05-15 2017-05-15 Common Stock 20000 20000 D Warrant to Purchase 0.60 2012-11-09 2017-11-09 Common Stock 300000 300000 D Stock Option (right to buy) 0.69 2012-05-18 2022-05-18 Common Stock 100000 100000 D Shares granted pursuant to the Issuer's 2010 Equity Incentive Plan. Shares are subject to restrictions on transfer. Shares are owned by Henry Sicignano III Group, LLC of which Mr. Sicignano is the Manager. The exercise price and/or number of shares underlying this security are subject to adjustment as set forth in the applicable warrant agreement. s/ Thomas L. James, Attorney-in-Fact for Henry Sicignano, III 2014-01-28