0001140361-14-003431.txt : 20140128 0001140361-14-003431.hdr.sgml : 20140128 20140128143340 ACCESSION NUMBER: 0001140361-14-003431 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140127 FILED AS OF DATE: 20140128 DATE AS OF CHANGE: 20140128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 22nd Century Group, Inc. CENTRAL INDEX KEY: 0001347858 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 980468420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 BUSINESS PHONE: (716) 270-1523 MAIL ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 FORMER COMPANY: FORMER CONFORMED NAME: Touchstone Mining LTD DATE OF NAME CHANGE: 20051222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pandolfino Joseph CENTRAL INDEX KEY: 0001508752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54111 FILM NUMBER: 14552257 MAIL ADDRESS: STREET 1: 8201 MAIN STREET STREET 2: SUITE 6 CITY: WILLIAMSVILLE STATE: NY ZIP: 14221 4 1 doc1.xml FORM 4 X0306 4 2014-01-27 0 0001347858 22nd Century Group, Inc. XXII.OB 0001508752 Pandolfino Joseph 9530 MAIN STREET CLARENCE NY 14031 1 1 1 0 Chief Executive Officer Common Stock 2014-01-27 4 A 0 320000 0 A 5997935 D Warrant to Purchase 0.6 2012-11-09 2017-11-09 Common Stock 240000 240000 D Warrant to Purchase 0.6 2012-05-15 2017-05-15 Common Stock 12000 12000 D Warrant to Purchase 1.1497 2012-02-08 2017-02-08 Common Stock 180047 180047 D Warrant to Purchase 2.2136 2011-01-25 2016-01-26 Common Stock 1903136 1903136 D Warrant to Purchase 1.2018 2011-01-25 2016-01-25 Common Stock 47088 47088 D Shares granted pursuant to the Issuer's 2010 Equity Incentive Plan. Shares are subject to restrictions on transfer. The exercise price and/or number of shares underlying this security are subject to adjustment as set forth in the applicable warrant agreement. /s/ Joseph Pandolfino 2014-01-28