0001382963-17-000156.txt : 20170913 0001382963-17-000156.hdr.sgml : 20170913 20170913163435 ACCESSION NUMBER: 0001382963-17-000156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170911 FILED AS OF DATE: 20170913 DATE AS OF CHANGE: 20170913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martindale Kenneth CENTRAL INDEX KEY: 0001347673 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35113 FILM NUMBER: 171083482 MAIL ADDRESS: STREET 1: 200 MILIK STREET CITY: CARTERET STATE: NJ ZIP: 07008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GNC HOLDINGS, INC. CENTRAL INDEX KEY: 0001502034 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FOOD STORES [5400] IRS NUMBER: 208536244 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: (412) 288-4600 MAIL ADDRESS: STREET 1: 300 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: GNC ACQUISITION HOLDINGS INC. DATE OF NAME CHANGE: 20100924 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-09-11 0001502034 GNC HOLDINGS, INC. GNC 0001347673 Martindale Kenneth C/O GNC HOLDINGS, INC. 300 SIXTH AVENUE PITTSBURGH PA 15222 1 1 0 0 Chief Executive Officer Common Stock 2017-09-11 4 A 0 67040 0 A 67040 D Common Stock 2017-09-11 4 A 0 106146 0 A 173186 D Common Stock 2017-09-11 4 A 0 346370 0 A 519556 D Employee Stock Option (right to buy) 8.95 2017-09-11 4 A 0 519126 0 A 2027-09-11 Common Stock 519126 519126 D 67,040 restricted shares granted under the 2017 Inducement Award, each of which represents a vested share of the Issuer's Class A Common Stock, par value $0.001 per share ("Common Stock"), subject to transfer restrictions lapsing on the earliest to occur of (i) the third anniversary of grant; (ii) Change in Control, or (iii) the awardee's death, Disability or separation from service for any reason, as such terms are defined in the underlying 2017 Inducement Award agreement. 106,146 restricted shares, which vest on the last trading day of 2017, subject to acceleration to the extent necessary to cover the applicable Section 83(b) Tax Liability, as defined in the underlying 2017 Inducement Award agreement, upon a taxable event resulting from a Section 83(b) election. 346,370 restricted shares, which vest in three equal installments on each anniversary of the grant date, September 11, 2017, subject to acceleration, with respect to 134,079 of such shares, to the extent necessary to cover the applicable Section 83(b) Tax Liability, as defined in the underlying Inducement Award agreement, upon a taxable event resulting from a Section 83(b) election. Based on the September 11, 2017 closing price for a share of the Common Stock on the New York Stock Exchange. The options vest in three equal installments on each anniverary of the grant date, September 11, 2017. /s/Gavin M. O'Connor, by power of attorney 2017-09-13