0000914760-15-000162.txt : 20150504 0000914760-15-000162.hdr.sgml : 20150504 20150504181016 ACCESSION NUMBER: 0000914760-15-000162 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150430 FILED AS OF DATE: 20150504 DATE AS OF CHANGE: 20150504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAIS Group Holdings, Inc. CENTRAL INDEX KEY: 0001562214 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 461314400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 999 18TH STREET, SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-893-2902 MAIL ADDRESS: STREET 1: 999 18TH STREET, SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: HF2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20130214 FORMER COMPANY: FORMER CONFORMED NAME: H2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20121114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cameron R Bruce CENTRAL INDEX KEY: 0001347653 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35848 FILM NUMBER: 15829825 MAIL ADDRESS: STREET 1: 535 MADISON AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 formfour.xml X0306 4 2015-04-30 0 0001562214 ZAIS Group Holdings, Inc. ZAIS 0001347653 Cameron R Bruce TWO BRIDGE AVENUE SUITE 322 RED BANK NJ 07701 1 0 0 0 Class A Common Stock, par value $.0001 2015-04-30 4 A 0 10000 0 A 25000 D Class A Common Stock, par value $.0001 33836 I By Wife Class A Common Stock, par value $.0001 289124 I By Broad Hollow Investors LLC Class A Common Stock, par value $.0001 81210 I As Trustee of Foote Family Education Trust dated February 18, 2015 Class A Common Stock, par value $.0001 28125 I By Broad Hollow LLC Pursuant to Restricted Stock Units that are expected to vest on April 30, 2016. Mr. Cameron is the husband of the holder of the shares and has voting and dispositive power over the shares. Tartan Farm Corp. is the managing member of Broad Hollow LLC and Broad Hollow Investors LLC. Mr. Cameron is the President of Tartan Farm Corp. and has voting and dispositive power over the shares. Mr. Cameron disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest in the shares. Mr. Cameron is the trustee of the holder of the shares and has voting and dispositive power over the shares. Mr. Cameron disclaims beneficial ownership of the shares. /s/ Elliott Smith, as Attorney-in-Fact 2015-05-04 EX-24.1 2 cameron_x24.htm POA

POWER OF ATTORNEY

The undersigned constitutes and appoints Zachary A. Swartz, Elliott M. Smith and Thomas P. Conaghan as the undersigned’s true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for the undersigned and in the undersigned’s name, place and stead, to sign any and all Securities and Exchange Commission statements of beneficial ownership of securities of ZAIS Group Holdings, Inc. (the “Company”) on Schedule 13D as required under Section 13 and Forms 3, 4 and 5 as required under Section 16(a) of the Securities Exchange Act of 1934, as amended, and any amendments thereto, and to file the same with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, the Company and any stock exchange on which the Company’s stock is listed, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done under said Section 13 and Section 16(a), as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof.

A copy of this power of attorney shall be filed with the Securities and Exchange Commission. The authorization set forth above shall continue in full force and effect until the undersigned revokes such authorization by written instructions to the attorneys-in-fact.

The authority granted hereby shall in no event be deemed to impose or create any duty on behalf of the attorneys-in-fact with respect to the undersigned’s obligations to file Schedule 13Ds and Forms 3, 4 and 5 with the Securities and Exchange Commission.

Dated: March 14, 2015

/s/ R. Bruce Cameron

R. Bruce Cameron