0001104659-18-003610.txt : 20180123 0001104659-18-003610.hdr.sgml : 20180123 20180123170059 ACCESSION NUMBER: 0001104659-18-003610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180119 FILED AS OF DATE: 20180123 DATE AS OF CHANGE: 20180123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gemignani Gary G CENTRAL INDEX KEY: 0001512256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35268 FILM NUMBER: 18543003 MAIL ADDRESS: STREET 1: C/O IASO PHARMA INC. STREET 2: 12707 HIGH BLUFF DRIVE, SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYNERGY PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001347613 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330505269 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 2012 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-297-0020 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 2012 CITY: NEW YORK STATE: NY ZIP: 10170 FORMER COMPANY: FORMER CONFORMED NAME: Synergy Pharmaceuticals, Inc. DATE OF NAME CHANGE: 20080812 FORMER COMPANY: FORMER CONFORMED NAME: PAWFECT FOODS INC DATE OF NAME CHANGE: 20051221 4 1 a4.xml 4 X0306 4 2018-01-19 0 0001347613 SYNERGY PHARMACEUTICALS, INC. SGYP 0001512256 Gemignani Gary G C/O SYNERGY PHARMACEUTICALS INC. 420 LEXINGTON AVENUE, SUITE 2012 NEW YORK NY 10170 0 1 0 0 Executive Vice Pres. & CFO Stock Options 2.40 2018-01-19 4 A 0 82500 0 A 2028-01-19 Common Stock 82500 766875 D 27,500 of the stock options vest on each of 1/19/2019, 2020 and 2021. /s/ Gary Gemignani 2018-01-23