0001104659-16-106452.txt : 20160321 0001104659-16-106452.hdr.sgml : 20160321 20160321060555 ACCESSION NUMBER: 0001104659-16-106452 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160310 FILED AS OF DATE: 20160321 DATE AS OF CHANGE: 20160321 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYNERGY PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001347613 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330505269 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 2012 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-297-0010 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 2012 CITY: NEW YORK STATE: NY ZIP: 10170 FORMER COMPANY: FORMER CONFORMED NAME: Synergy Pharmaceuticals, Inc. DATE OF NAME CHANGE: 20080812 FORMER COMPANY: FORMER CONFORMED NAME: PAWFECT FOODS INC DATE OF NAME CHANGE: 20051221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garcia Marino CENTRAL INDEX KEY: 0001669866 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35268 FILM NUMBER: 161517463 MAIL ADDRESS: STREET 1: C/O SYNERGY PHARMACEUTICALS INC. STREET 2: 420 LEXINGTON AVENUE, SUITE 2012 CITY: NEW YORK STATE: NY ZIP: 10170 3 1 a3.xml 3 X0206 3 2016-03-10 0 0001347613 SYNERGY PHARMACEUTICALS, INC. SGYP 0001669866 Garcia Marino C/O SYNERGY PHARMACEUTICALS INC., 420 LEXINGTON AVENUE, SUITE 2012 NEW YORK NY 10170 0 1 0 0 EVP and Chief Strategy Officer Stock Options 5.97 2024-03-11 Common Stock 350000 D Stock Options 2.98 2024-12-06 Common Stock 105000 D Stock Options 7.91 2025-07-24 Common Stock 75000 D The Stock Options vest in accordance with the following schedule: 125,000 on each of 3/11/2015 and 2016 and 100,000 on 3/11/2017. The Stock Options vest in accordance with the following schedule: 35,000 on each of 12/6/2015, 2016 and 2017. The Stock Options vest in accordance with the following schedule: 25,000 on each of 7/24/2016, 2017 and 2018. /s/ Marino Garcia 2016-03-21