0001104659-16-106452.txt : 20160321
0001104659-16-106452.hdr.sgml : 20160321
20160321060555
ACCESSION NUMBER: 0001104659-16-106452
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160310
FILED AS OF DATE: 20160321
DATE AS OF CHANGE: 20160321
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SYNERGY PHARMACEUTICALS, INC.
CENTRAL INDEX KEY: 0001347613
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 330505269
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 2012
CITY: NEW YORK
STATE: NY
ZIP: 10170
BUSINESS PHONE: 212-297-0010
MAIL ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 2012
CITY: NEW YORK
STATE: NY
ZIP: 10170
FORMER COMPANY:
FORMER CONFORMED NAME: Synergy Pharmaceuticals, Inc.
DATE OF NAME CHANGE: 20080812
FORMER COMPANY:
FORMER CONFORMED NAME: PAWFECT FOODS INC
DATE OF NAME CHANGE: 20051221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Garcia Marino
CENTRAL INDEX KEY: 0001669866
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35268
FILM NUMBER: 161517463
MAIL ADDRESS:
STREET 1: C/O SYNERGY PHARMACEUTICALS INC.
STREET 2: 420 LEXINGTON AVENUE, SUITE 2012
CITY: NEW YORK
STATE: NY
ZIP: 10170
3
1
a3.xml
3
X0206
3
2016-03-10
0
0001347613
SYNERGY PHARMACEUTICALS, INC.
SGYP
0001669866
Garcia Marino
C/O SYNERGY PHARMACEUTICALS INC.,
420 LEXINGTON AVENUE, SUITE 2012
NEW YORK
NY
10170
0
1
0
0
EVP and Chief Strategy Officer
Stock Options
5.97
2024-03-11
Common Stock
350000
D
Stock Options
2.98
2024-12-06
Common Stock
105000
D
Stock Options
7.91
2025-07-24
Common Stock
75000
D
The Stock Options vest in accordance with the following schedule: 125,000 on each of 3/11/2015 and 2016 and 100,000 on 3/11/2017.
The Stock Options vest in accordance with the following schedule: 35,000 on each of 12/6/2015, 2016 and 2017.
The Stock Options vest in accordance with the following schedule: 25,000 on each of 7/24/2016, 2017 and 2018.
/s/ Marino Garcia
2016-03-21