0001140361-15-012679.txt : 20150319 0001140361-15-012679.hdr.sgml : 20150319 20150319172411 ACCESSION NUMBER: 0001140361-15-012679 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150317 FILED AS OF DATE: 20150319 DATE AS OF CHANGE: 20150319 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAIS Group Holdings, Inc. CENTRAL INDEX KEY: 0001562214 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 461314400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 999 18TH STREET, SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-893-2902 MAIL ADDRESS: STREET 1: 999 18TH STREET, SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: HF2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20130214 FORMER COMPANY: FORMER CONFORMED NAME: H2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20121114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Forth R Bradley CENTRAL INDEX KEY: 0001347551 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35848 FILM NUMBER: 15713737 MAIL ADDRESS: STREET 1: 999 18TH STREET SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 4/A 1 doc1.xml FORM 4/A X0306 4/A 2015-03-17 2015-03-19 1 0001562214 ZAIS Group Holdings, Inc. ZAIS 0001347551 Forth R Bradley 999 18TH STREET SUITE 3000 DENVER CO 80202 0 1 0 0 EVP, CFO, Secretary Class A Common Stock, par value $.0001 0 D Class A Common Stock, par value $.0001 8056 I By PENSCO Trust Company Custodian FBO Richard B. Forth IRA Class A Common Stock, par value $.0001 84851 I By Elevation Investments LLC Mr. Forth has voting and dispositive power of the shares held in an IRA by PENSCO Trust Company FBO Richard B. Forth IRA. This amended Form 4/A is being filed to correct the Ticker Symbol of the Issuer and to check the box to indicate that the filer is no longer subject to Section 16. Mr. Forth is the Managing Member of Elevation Investments LLC and has voting and dispositive power over the shares. This amended Form 4/A is being filed to correct the Ticker Symbol of the Issuer and to check the box to indicate that the filer is no longer subject to Section 16. /s/ R. Bradley Forth 2015-03-19