0001140361-15-012679.txt : 20150319
0001140361-15-012679.hdr.sgml : 20150319
20150319172411
ACCESSION NUMBER: 0001140361-15-012679
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150317
FILED AS OF DATE: 20150319
DATE AS OF CHANGE: 20150319
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZAIS Group Holdings, Inc.
CENTRAL INDEX KEY: 0001562214
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 461314400
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 999 18TH STREET, SUITE 3000
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-893-2902
MAIL ADDRESS:
STREET 1: 999 18TH STREET, SUITE 3000
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: HF2 FINANCIAL MANAGEMENT INC.
DATE OF NAME CHANGE: 20130214
FORMER COMPANY:
FORMER CONFORMED NAME: H2 FINANCIAL MANAGEMENT INC.
DATE OF NAME CHANGE: 20121114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Forth R Bradley
CENTRAL INDEX KEY: 0001347551
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35848
FILM NUMBER: 15713737
MAIL ADDRESS:
STREET 1: 999 18TH STREET SUITE 3000
CITY: DENVER
STATE: CO
ZIP: 80202
4/A
1
doc1.xml
FORM 4/A
X0306
4/A
2015-03-17
2015-03-19
1
0001562214
ZAIS Group Holdings, Inc.
ZAIS
0001347551
Forth R Bradley
999 18TH STREET SUITE 3000
DENVER
CO
80202
0
1
0
0
EVP, CFO, Secretary
Class A Common Stock, par value $.0001
0
D
Class A Common Stock, par value $.0001
8056
I
By PENSCO Trust Company Custodian FBO Richard B. Forth IRA
Class A Common Stock, par value $.0001
84851
I
By Elevation Investments LLC
Mr. Forth has voting and dispositive power of the shares held in an IRA by PENSCO Trust Company FBO Richard B. Forth IRA. This amended Form 4/A is being filed to correct the Ticker Symbol of the Issuer and to check the box to indicate that the filer is no longer subject to Section 16.
Mr. Forth is the Managing Member of Elevation Investments LLC and has voting and dispositive power over the shares. This amended Form 4/A is being filed to correct the Ticker Symbol of the Issuer and to check the box to indicate that the filer is no longer subject to Section 16.
/s/ R. Bradley Forth
2015-03-19