0000908662-18-000175.txt : 20180628 0000908662-18-000175.hdr.sgml : 20180628 20180628084747 ACCESSION NUMBER: 0000908662-18-000175 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180625 FILED AS OF DATE: 20180628 DATE AS OF CHANGE: 20180628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palmetto Partners, Ltd. CENTRAL INDEX KEY: 0001744226 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38536 FILM NUMBER: 18923295 BUSINESS ADDRESS: STREET 1: 109 N. POST OAK LANE, SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 713-336-7700 MAIL ADDRESS: STREET 1: 109 N. POST OAK LANE, SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palmetto Partners 2014, LP CENTRAL INDEX KEY: 0001744227 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38536 FILM NUMBER: 18923296 BUSINESS ADDRESS: STREET 1: 209 N. POST OAK LANE, SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 713-336-7700 MAIL ADDRESS: STREET 1: 209 N. POST OAK LANE, SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palmetto Partners 2015, LP CENTRAL INDEX KEY: 0001744228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38536 FILM NUMBER: 18923297 BUSINESS ADDRESS: STREET 1: 109 N. POST OAK LANE, SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 713-336-7700 MAIL ADDRESS: STREET 1: 109 N. POST OAK LANE, SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XERIS PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001346302 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 203352427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 180 NORTH LASALLE STREET STREET 2: STE 1800 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 512-498-2670 MAIL ADDRESS: STREET 1: 180 NORTH LASALLE STREET STREET 2: STE 1800 CITY: CHICAGO STATE: IL ZIP: 60601 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2018-06-25 2018-06-25 0001346302 XERIS PHARMACEUTICALS INC XERS 0001744226 Palmetto Partners, Ltd. 109 N. POST OAK LANE, SUITE 600 HOUSTON TX 77024 0 0 1 0 0001744227 Palmetto Partners 2014, LP 109 N. POST OAK LANE, SUITE 600 HOUSTON TX 77024 0 0 1 0 0001744228 Palmetto Partners 2015, LP 109 N. POST OAK LANE, SUITE 600 HOUSTON TX 77024 0 0 1 0 Series B Preferred Stock 2018-06-25 4 C 0 1657125 D Common Stock 930383 0 D Series C Preferred Stock 2018-06-25 4 C 0 1036599 D Common Stock 581992 0 D Series C Preferred Stock 2018-06-25 4 C 0 797384 D Common Stock 447686 0 D The securities are owned by Palmetto Partners 2014, LP, who is a member of a group with Palmetto Partners, Ltd. and Palmetto Partners 2015, LP. Each share of Preferred Stock automatically converted into Common Stock, for no additional payment or consideration, on a 1.78112-for-1 basis, at the closing of the Issuer's initial public offering on June 25, 2018 and had no expiration date. The securities are owned by Palmetto Partners 2015, LP, who is a member of a group with Palmetto Partners, Ltd. and Palmetto Partners 2014, LP. The securities are owned by Palmetto Partners, Ltd., who is a member of a group with Palmetto Partners 2014, LP and Palmetto Partners 2015, LP. This Form 4/A is being filed to correct the title of the derivative securities held by the Reporting Persons. Palmetto Partners, Ltd., by /s/ Ben D. Smolij, attorney in fact 2018-06-28 Palmetto Partners 2014, LP, by /s/ Ben D. Smolij, attorney in fact 2018-06-28 Palmetto Partners 2015, LP, by /s/ Ben D. Smolij, attorney in fact 2018-06-28