NT 10-K 1 wmtnt10k.htm NT-10K

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SEC FILE NUMBER

000-51274

CUSIP NUMBER

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 12b-25

NOTIFICATION OF LATE FILING

 

(Check One):    

  

x  Form 10-K     □   Form 20-F    □   Form 11-K    □   Form 10-Q

□  Form 10-D     □   Form N-SAR     □   Form N-CSR

  For Period Ended:  12/31/2017
   □ Transition Report on Form 10-K
   □Transition Report on Form 20-F
   □Transition Report on Form 11-K
   □Transition Report on Form 10-Q
   □Transition Report on Form N-SAR
  For the Transition Period Ended:         

 

Read Instruction (on back page) Before Preparing Form. Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

 

 

PART I - REGISTRANT INFORMATION

World Monitor Trust III- Series J

Full name of registrant

 

Former name if applicable

 

680 Fifth Avenue, Suite 1901

Address of principal executive office (street and number)

 

New York, NY 10019

City, state and zip code

 

 

PART II - RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

x   

   (a)  

The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;

 

  (b)  

The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

 

  (c)   The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

 

PART III - NARRATIVE

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

 

World Monitor Trust III Series J the (“Registrant”) independent public accountants AJSH & Co. LLP (the "Auditors") are engaged to audit the financial statements required to be filed with the Annual Report on Form 10-K (the "Annual Report") of the Registrant for the year ending December 31, 2017. The Auditors are unable to release to the Registrant their audit opinion in sufficient time to allow the Registrant to meet its filing deadline on the due date for the Annual Report. As a result, the Registrant could not complete the filing before the applicable filing deadline, and the delay could not be eliminated by the Registrant without unreasonable effort or expense.

The Registrant will file the Annual Report for the year ended December 30, 2017 within the 15-day extension period provided under Rule 12b-25 of the Securities Exchange Act of 1934, as amended.

    

 

 

PART IV - OTHER INFORMATION

 

(1) Name and telephone number of person to contact in regard to this notification

 

James A. Parrish      212    596-3466
(Name)      (Area Code)    (Telephone Number)

 

(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).    x  Yes       □ No

 

 

(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?      □ Yes    x  No

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

 

 

 

World Monitor Trust III- Series J

(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

    

Date: 

   03/30/2018    By  James A. Parrish

      

 

    ATTENTION     
       

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).