0001580642-17-001502.txt : 20170306 0001580642-17-001502.hdr.sgml : 20170306 20170306150503 ACCESSION NUMBER: 0001580642-17-001502 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20170306 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20170306 DATE AS OF CHANGE: 20170306 FILER: COMPANY DATA: COMPANY CONFORMED NAME: World Monitor Trust III - Series J CENTRAL INDEX KEY: 0001345991 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 202446281 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-51651 FILM NUMBER: 17667610 BUSINESS ADDRESS: STREET 1: 900 KING STREET STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 BUSINESS PHONE: 914-307-7000 MAIL ADDRESS: STREET 1: 900 KING STREET STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 8-K 1 wmtiii8k.htm 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

March 6, 2017

Date of Report (Date of Earliest Event Reported)

 

 

WORLD MONITOR TRUST III – SERIES J

(Exact name of Registrant as Specified in its Charter)

 

 

Delaware  333-119612  20-2446281
(State or other Jurisdiction  (Commission File Number)  (I.R.S. Employer Identification No.)
of Incorporation or Organization)      

 

680 Fifth Avenue, Suite 1901 – New York, NY 10019

(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code: (212) 596-3480

 

(Former Name or Former Address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 


 
 

 


Item 8.01 Other Events

World Monitor Trust III - Series J (“Registrant”) has entered into a Fund Services Agreement with Gemini Fund Services LLC (“Gemini”) whereby Gemini will provide transfer agent services to the Registrant.

Kenmar Preferred Investments LLC (“Investment Manager”) currently provides Registrant with the transfer agent services.

Item 9.01 Financial Statements and Exhibits.

Exhibit No. Description

99.3 Notice to Unitholders dated March 6, 2017

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Registrant in the capacities indicated on March 6, 2017.

 

WORLD MONITOR TRUST III – SERIES J

 

By: Kenmar Preferred Investments Corp.

its Managing Owner

 

Date: March 6, 2017                                                        By: //s/ James Parrish

Name: James Parrish

Title: President

 

 

EX-99.3 VOTING TRUST 2 ex993.htm

 

 

 

 

 

March 6, 2017

 

RE: World Monitor Trust III Series J (“WMT-III”)

 

Dear Unitholder,

 

We are writing to inform you that we have decided to name Gemini Fund Services LLC (“Gemini”) as the Registered Transfer Agent for World Monitor Trust III - Series J (the “Fund”) effective March 1, 2017. Our decision to make the change is based on our desire to provide investors with the best possible transfer agent services.

 

Gemini is a subsidiary to NorthStar Financial Services Group, LLC which has over 800 employees and administrates and services over $500 billion in assets. Gemini has over 30 years of experience in providing comprehensive fund administrator, accountant and transfer agent services. Gemini’s partnership with Envision and its PowerAgent system for their transfer agent services, provides systematic checks and validations to ensure that each customer’s account activity processes are correct every time.

 

We are confident that Gemini will meet all of our expectations by bringing to the Fund the highest level of service and excellence in all facets of the administrator functions coupled with a cost savings to the Fund.

 

If you have any questions, please contact the Kenmar Preferred’s Investor Services Group at 212-596-3466

 

Sincerely,

 

 

/s/ Jim Parrish

 

Jim Parrish

President

Kenmar Preferred Investments, LLC



 

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