UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
March 6, 2017
Date of Report (Date of Earliest Event Reported)
WORLD MONITOR TRUST III – SERIES J
(Exact name of Registrant as Specified in its Charter)
Delaware | 333-119612 | 20-2446281 | ||
(State or other Jurisdiction | (Commission File Number) | (I.R.S. Employer Identification No.) | ||
of Incorporation or Organization) |
680 Fifth Avenue, Suite 1901 – New York, NY 10019
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (212) 596-3480
(Former Name or Former Address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
□ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
□ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
□ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
□ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01 Other Events
World Monitor Trust III - Series J (“Registrant”) has entered into a Fund Services Agreement with Gemini Fund Services LLC (“Gemini”) whereby Gemini will provide transfer agent services to the Registrant.
Kenmar Preferred Investments LLC (“Investment Manager”) currently provides Registrant with the transfer agent services.
Item 9.01 Financial Statements and Exhibits.
Exhibit No. Description
99.3 Notice to Unitholders dated March 6, 2017
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Registrant in the capacities indicated on March 6, 2017.
WORLD MONITOR TRUST III – SERIES J
By: Kenmar Preferred Investments Corp.
its Managing Owner
Date: March 6, 2017 By: //s/ James Parrish
Name: James Parrish
Title: President
March 6, 2017
RE: World Monitor Trust III Series J (“WMT-III”)
Dear Unitholder,
We are writing to inform you that we have decided to name Gemini Fund Services LLC (“Gemini”) as the Registered Transfer Agent for World Monitor Trust III - Series J (the “Fund”) effective March 1, 2017. Our decision to make the change is based on our desire to provide investors with the best possible transfer agent services.
Gemini is a subsidiary to NorthStar Financial Services Group, LLC which has over 800 employees and administrates and services over $500 billion in assets. Gemini has over 30 years of experience in providing comprehensive fund administrator, accountant and transfer agent services. Gemini’s partnership with Envision and its PowerAgent system for their transfer agent services, provides systematic checks and validations to ensure that each customer’s account activity processes are correct every time.
We are confident that Gemini will meet all of our expectations by bringing to the Fund the highest level of service and excellence in all facets of the administrator functions coupled with a cost savings to the Fund.
If you have any questions, please contact the Kenmar Preferred’s Investor Services Group at 212-596-3466
Sincerely,
/s/ Jim Parrish
Jim Parrish
President
Kenmar Preferred Investments, LLC