-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T41EOIWdhD5EQhab8GuKrZ8UONJJayd2JJsQIbKO15iRzws/Jo79UA0Oeh82yGIp RQsqGMWvNMif9QHvxlJmqQ== 0001140361-07-016587.txt : 20070815 0001140361-07-016587.hdr.sgml : 20070815 20070815172835 ACCESSION NUMBER: 0001140361-07-016587 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070813 FILED AS OF DATE: 20070815 DATE AS OF CHANGE: 20070815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNEGY INC. CENTRAL INDEX KEY: 0001379895 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 205653152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 5800 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: (713) 507-6400 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 5800 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Inc.. DATE OF NAME CHANGE: 20070404 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc.. DATE OF NAME CHANGE: 20070403 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc. DATE OF NAME CHANGE: 20061102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blodgett J Kevin CENTRAL INDEX KEY: 0001345811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33443 FILM NUMBER: 071060631 BUSINESS ADDRESS: BUSINESS PHONE: 713-507-6400 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET 2: SUITE 5800 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc1.xml FORM 4 X0202 4 2007-08-13 0 0001379895 DYNEGY INC. DYN 0001345811 Blodgett J Kevin 1000 LOUISIANA SUITE 5800 HOUSTON TX 77002 0 1 0 0 General Counsel & Exec VP Class A Common Stock 2007-08-13 4 M 0 2666 1.77 A 61947 D Class A Common Stock 2007-08-13 4 M 0 16753 4.48 A 78700 D Class A Common Stock 2007-08-13 4 M 0 33743 4.3 A 112443 D Class A Common Stock 2007-08-13 4 M 0 114943 4.88 A 227386 D Class A Common Stock 2007-08-13 4 S 0 76059 9.00 D 151327 D Class A Common Stock 2007-08-13 4 S 0 26000 8.99 D 125327 D Class A Common Stock 2007-08-13 4 S 0 10000 8.97 D 115327 D Class A Common Stock 2007-08-13 4 S 0 10000 8.96 D 105327 D Class A Common Stock 2007-08-13 4 S 0 15000 8.95 D 90327 D Class A Common Stock 2007-08-13 4 S 0 15000 8.93 D 75327 D Class A Common Stock 2007-08-13 4 S 0 4000 8.92 D 71327 D Class A Common Stock 2007-08-13 4 S 0 30000 8.91 D 41327 D Class A Common Stock 2007-08-13 4 S 0 10000 8.90 D 31327 D Class A Common Stock 8734 I By 401(k) Plan Employee Stock Option (Right to Buy) 1.77 2007-08-13 4 M 0 2666 0 D 2007-04-02 2013-02-05 Class A Common Stock 2666 0 D Employee Stock Option (Right to Buy) 4.48 2007-08-13 4 M 0 16753 0 D 2007-04-02 2014-02-10 Class A Common Stock 16753 0 D Employee Stock Option (Right to Buy) 4.3 2007-08-13 4 M 0 33743 0 D 2007-04-02 2015-01-19 Class A Common Stock 33743 0 D Employee Stock Option (Right to Buy) 4.88 2007-08-13 4 M 0 114943 0 D 2007-04-02 2016-03-16 Class A Common Stock 114943 0 D Proceeds exclude brokerage commissions, taxes and other costs associated with the transaction, including costs associated with the payment of underlying stock option exercise prices. Rounded. Reflects shares held for the reporting person's account by the Trustee of the Dynegy Inc. 401(k) Savings Plan as of August 13, 2007. /s/ Heidi D. Lewis, Attorney-in-Fact 2007-08-15 -----END PRIVACY-ENHANCED MESSAGE-----