0001345471-12-000107.txt : 20121114
0001345471-12-000107.hdr.sgml : 20121114
20121114165611
ACCESSION NUMBER: 0001345471-12-000107
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Trian Fund Management, L.P.
CENTRAL INDEX KEY: 0001345471
IRS NUMBER: 203454182
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12039
FILM NUMBER: 121205582
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-451-3000
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
tfmlp.txt
TRIAN FUND MANAGEMENT, L.P., SEPTEMBER 30, 2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
------------------------
Check here if Amendment [ ]; Amendment Number:
-------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Trian Fund Management, L.P.
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Address: 280 Park Avenue, 41st Floor
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New York, NY 10017
--------------------------------------------------
--------------------------------------------------
Form 13F File Number: 028-12039
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter W. May
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Title: Member of its General Partner
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Phone: 212-451-3000
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Signature, Place, and Date of Signing:
/s/PETER W. MAY New York, New York 11/14/12
------------------------ ------------------------------ --------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a
portion are reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 6
-------------
Form 13F Information Table Entry Total: 12
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Form 13F Information Table Value Total: $3,512,849
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- ------
01 28-11639 Nelson Peltz
02 28-11640 Peter W. May
03 28-11641 Edward P. Garden
04 28-12040 Trian Fund Management GP, LLC
05 28-12527 Public Sector Pension Investment Board
06 28-04855 California State Teachers Retirement System
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------- -------- -------- -------- -------- -------- -------- --------
VALUE SHARES/OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
----------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ----
Wendys Co. COM 95058W100 375,576 83,000,245 SH Defined 1,2,3,4 83,000,245
Heinz HJ Co. COM 423074103 5,959 106,500 SH Defined 1,2,3,4 106,500
Tiffany & Co. NEW COM 886547108 62,137 1,004,151 SH Defined 1,2,3,4 1,004,151
Family Dlr Stores Inc. COM 307000109 594,549 8,967,564 SH Defined 1,2,3,4 8,967,564
Kraft Foods Inc. CL A 50075N104 336,249 8,131,787 SH Defined 1,2,3,4 8,131,787
Legg Mason Inc. COM 524901105 317,985 12,884,337 SH Defined 1,2,3,4 12,884,337
State Str Corp. COM 857477103 221,013 5,267,238 SH Defined 1,2,3,4 5,267,238
State Str Corp. COM 857477103 162,506 3,872,869 SH Other 1,2,3,4,5 3,872,869
Ingersoll-Rand PLC SHS G47791101 550,933 12,292,118 SH Defined 1,2,3,4 12,292,118
Ingersoll-Rand PLC SHS G47791101 52,823 1,178,550 SH Other 1,2,3,4,6 1,178,550
Lazard Ltd SHS A G54050102 163,658 5,598,980 SH Defined 1,2,3,4 5,598,980
SPDR S&P 500 ETF TR TR Unit 78462F103 669,461 4,650,000 SH PUT Defined 1,2,3,4 4,650,000