Delaware | 001-34927 | 57-6218917 | ||
(State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification No.) |
Delaware | 001-34926 | 20-3812051 | ||
(State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification No.) |
x | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015. |
Date: May 31, 2016 | COMPASS DIVERSIFIED HOLDINGS | ||
By: | /s/ Ryan J. Faulkingham | ||
Ryan J. Faulkingham | |||
Regular Trustee |
Date: May 31, 2016 | COMPASS GROUP DIVERSIFIED HOLDINGS LLC | ||
By: | /s/ Ryan J. Faulkingham | ||
Ryan J. Faulkingham | |||
Chief Financial Officer |
Exhibit Number | Description of Exhibit | |
1.01 | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. |
• | Ergobaby is a designer, marketer and distributor of wearable baby carriers and related baby wearing products, as well as infant travel systems (strollers, car seats and accessories). Ergobaby has two main product lines: baby carriers (baby carriers and accessories) and infant travel systems (strollers, car seats and accessories). |
• | Liberty Safe is a designer, manufacturer and marketer of premium home, gun and office safes in North America. Liberty produces a wide range of home and gun safe models in a broad assortment of sizes, features and styles. |
• | Manitoba Harvest is a manufacturer and distributor of branded, hemp-based foods. Manitoba Harvest’s products include Hemp Hearts™, Hemp Heart Bites™, Hemp Heart Bars™, and Hemp protein powders. |
• | Advanced Circuits, an electronic components manufacturing company, is a provider of small-run, quick-turn and volume production rigid printed circuit boards. |
• | Arnold Magnetics is a manufacturer of engineered magnetic solutions for a wide range of specialty applications and end-markets, including energy, medical, aerospace and defense, consumer electronics, general industrial and automotive. Arnold Magnetics produces high performance permanent magnets (PMAG), flexible magnets (FlexMag) and precision foil products (Precision Thin Metals) that are used in motors, generators, sensors and other systems and components. |
• | Clean Earth provides environmental services for a variety of contaminated materials including soils, dredged material, hazardous waste and drill cuttings. Clean Earth analyzes, treats, documents and recycles waste streams generated in multiple end-markets such as power, construction, oil and gas, infrastructure, industrial and dredging. |
• | Sterno Products is a manufacturer and marketer of portable food warming fuel and creative table lighting solutions for the food service industry. Sterno Products's products include wick and gel chafing fuels, butane stoves and accessories, liquid and traditional wax candles, catering equipment and lamps. |
• | Tridien is a designer and manufacturer of powered and non-powered medical therapeutic support surfaces and patient positioning devices serving the acute care, long-term care and home health care markets. |
• | worked with suppliers to obtain more complete information; |
• | followed up with suppliers that did not respond; |
• | sought information regarding the smelters or refiners or smelters that processed the conflict minerals in the suppliers’ products; and |
• | analyzed the supplier’s responses against the Company's conflict minerals policy and against the list of smelters and refiners on the CFSI website. |
• | Evaluating current suppliers based on their responsiveness to the 2015 calendar year's data collection effort. Those suppliers who provide products with risk of 3TG content that requires reporting and whose response was limited or non-existent for calendar year 2015 will be submitted to the executive management of the applicable subsidiary for review. |
• | Reaching out to suppliers earlier in the process and asking them to complete the CMRT. |
• | Improving, to the extent possible, the percentage of supplier provided responses to the request to complete the CMRT. |
Metal | Smelter Reference List | Smelter Facility Location: Country | ||
Gold | Royal Canadian Mint | CANADA | ||
Gold | Metalor USA Refining Corporation | UNITED STATES | ||
Gold | Umicore SA Business Unit Precious Metals Refining | BELGIUM | ||
Gold | United Precious Metal Refining, Inc. | UNITED STATES | ||
Gold | Ohio Precious Metals, LLC | UNITED STATES | ||
Gold | Advanced Chemical Company | UNITED STATES | ||
Gold | Aida Chemical Industries Co. Ltd. | JAPAN | ||
Gold | Aktyubinsk Copper Company TOO | KAZAKHSTAN | ||
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | ||
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | ||
Gold | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL | ||
Gold | Argor-Heraeus SA | SWITZERLAND | ||
Gold | Asahi Pretec Corporation | JAPAN | ||
Gold | Asahi Refining Canada Limited | CANADA | ||
Gold | Asahi Refining USA Inc. | UNITED STATES | ||
Gold | Asaka Riken Co., Ltd. | JAPAN | ||
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | ||
Gold | Aurubis AG | GERMANY | ||
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | ||
Gold | Bauer Walser AG | GERMANY | ||
Gold | Boliden AB | SWEDEN | ||
Gold | C. Hafner GmbH + Co. KG | GERMANY | ||
Gold | Caridad | MEXICO | ||
Gold | CCR Refinery - Glencore Canada Corporation | CANADA | ||
Gold | Cendres + Métaux SA | SWITZERLAND | ||
Gold | Chimet S.p.A. | ITALY | ||
Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA | ||
Gold | Geib Refining Corporation | UNITED STATES | ||
Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | ||
Gold | Guangdong Jinding Gold Limited | CHINA | ||
Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | ||
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | ||
Gold | Heimerle + Meule GmbH | GERMANY | ||
Gold | Heraeus Ltd. Hong Kong | CHINA | ||
Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | ||
Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA | ||
Gold | Hwasung CJ Co., Ltd. | KOREA, REPUBLIC OF | ||
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CHINA | ||
Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | ||
Gold | Istanbul Gold Refinery | TURKEY | ||
Gold | Japan Mint | JAPAN |
Metal | Smelter Reference List | Smelter Facility Location: Country | ||
Gold | Jiangxi Copper Company Limited | CHINA | ||
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | ||
Gold | JSC Uralelectromed | RUSSIAN FEDERATION | ||
Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | ||
Gold | Kazakhmys Smelting LLC | KAZAKHSTAN | ||
Gold | Kazzinc | KAZAKHSTAN | ||
Gold | Kennecott Utah Copper LLC | UNITED STATES | ||
Gold | Kojima Chemicals Co., Ltd. | JAPAN | ||
Gold | Korea Metal Co., Ltd. | KOREA, REPUBLIC OF | ||
Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | ||
Gold | L' azurde Company For Jewelry | SAUDI ARABIA | ||
Gold | Lingbao Gold Company Limited | CHINA | ||
Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | ||
Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | ||
Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | ||
Gold | Materion | UNITED STATES | ||
Gold | Matsuda Sangyo Co., Ltd. | JAPAN | ||
Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | ||
Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | ||
Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | ||
Gold | Metalor Technologies SA | SWITZERLAND | ||
Gold | METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V | MEXICO | ||
Gold | Mitsubishi Materials Corporation | JAPAN | ||
Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | ||
Gold | Morris and Watson | NEW ZEALAND | ||
Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | ||
Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY | ||
Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | ||
Gold | Nihon Material Co., Ltd. | JAPAN | ||
Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | ||
Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION | ||
Gold | OJSC Kolyma Refinery | RUSSIAN FEDERATION | ||
Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | ||
Gold | PAMP SA | SWITZERLAND | ||
Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA | ||
Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | ||
Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | ||
Gold | PX Précinox SA | SWITZERLAND | ||
Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | ||
Gold | Republic Metals Corporation | UNITED STATES | ||
Gold | Sabin Metal Corp. | UNITED STATES | ||
Gold | Samduck Precious Metals | KOREA, REPUBLIC OF | ||
Gold | SAMWON Metals Corp. | KOREA, REPUBLIC OF | ||
Gold | SAXONIA Edelmetalle GmbH | GERMANY | ||
Gold | Schone Edelmetaal B.V. | NETHERLANDS |
Metal | Smelter Reference List | Smelter Facility Location: Country | ||
Gold | SEMPSA Joyería Platería SA | SPAIN | ||
Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | ||
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | ||
Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | ||
Gold | So Accurate Group, Inc. | UNITED STATES | ||
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | ||
Gold | Solar Applied Materials Technology Corp. | TAIWAN | ||
Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | ||
Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | ||
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | ||
Gold | Tokuriki Honten Co., Ltd. | JAPAN | ||
Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | ||
Gold | Torecom | KOREA, REPUBLIC OF | ||
Gold | Umicore Brasil Ltda. | BRAZIL | ||
Gold | Umicore Precious Metals Thailand | THAILAND | ||
Gold | Valcambi SA | SWITZERLAND | ||
Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA | ||
Gold | WIELAND Edelmetalle GmbH | GERMANY | ||
Gold | Yamamoto Precious Metal Co., Ltd. | JAPAN | ||
Gold | Yokohama Metal Co., Ltd. | JAPAN | ||
Gold | Yunnan Copper Industry Co., Ltd. | CHINA | ||
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | ||
Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA | ||
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | ||
Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA | ||
Tantalum | Duoluoshan | CHINA | ||
Tantalum | Exotech Inc. | UNITED STATES | ||
Tantalum | F&X Electro-Materials Ltd. | CHINA | ||
Tantalum | Global Advanced Metals Aizu | JAPAN | ||
Tantalum | Global Advanced Metals Boyertown | UNITED STATES | ||
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | ||
Tantalum | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | CHINA | ||
Tantalum | H.C. Starck Co., Ltd. | THAILAND | ||
Tantalum | H.C. Starck GmbH Goslar | GERMANY | ||
Tantalum | H.C. Starck GmbH Laufenburg | GERMANY | ||
Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | ||
Tantalum | H.C. Starck Inc. | UNITED STATES | ||
Tantalum | H.C. Starck Ltd. | JAPAN | ||
Tantalum | H.C. Starck Smelting GmbH & Co.KG | GERMANY | ||
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | ||
Tantalum | Hi-Temp Specialty Metals, Inc. | UNITED STATES | ||
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | ||
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | ||
Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | ||
Tantalum | KEMET Blue Metals | MEXICO |
Metal | Smelter Reference List | Smelter Facility Location: Country | ||
Tantalum | KEMET Blue Powder | UNITED STATES | ||
Tantalum | King-Tan Tantalum Industry Ltd. | CHINA | ||
Tantalum | LSM Brasil S.A. | BRAZIL | ||
Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | ||
Tantalum | Mineração Taboca S.A. | BRAZIL | ||
Tantalum | Mitsui Mining & Smelting | JAPAN | ||
Tantalum | Molycorp Silmet A.S. | ESTONIA | ||
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | ||
Tantalum | Plansee SE Liezen | AUSTRIA | ||
Tantalum | Plansee SE Reutte | AUSTRIA | ||
Tantalum | QuantumClean | UNITED STATES | ||
Tantalum | RFH Tantalum Smeltry Co., Ltd. | CHINA | ||
Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | ||
Tantalum | Taki Chemicals | JAPAN | ||
Tantalum | Telex Metals | UNITED STATES | ||
Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | ||
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | ||
Tantalum | Zhuzhou Cemented Carbide | CHINA | ||
Tin | Alpha | UNITED STATES | ||
Tin | China Tin Group Co., Ltd. | CHINA | ||
Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | ||
Tin | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL | ||
Tin | CV Gita Pesona | INDONESIA | ||
Tin | CV Serumpun Sebalai | INDONESIA | ||
Tin | CV United Smelting | INDONESIA | ||
Tin | Dowa | JAPAN | ||
Tin | Elmet S.L.U. (Metallo Group) | SPAIN | ||
Tin | EM Vinto | BOLIVIA | ||
Tin | Estanho de Rondônia S.A. | BRAZIL | ||
Tin | Feinhütte Halsbrücke GmbH | GERMANY | ||
Tin | Fenix Metals | POLAND | ||
Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | ||
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | ||
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | ||
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | ||
Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA | ||
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | ||
Tin | Linwu Xianggui Ore Smelting Co., Ltd. | CHINA | ||
Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | ||
Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | ||
Tin | Melt Metais e Ligas S/A | BRAZIL | ||
Tin | Metallic Resources, Inc. | UNITED STATES | ||
Tin | Metallo-Chimique N.V. | BELGIUM | ||
Tin | Mineração Taboca S.A. | BRAZIL | ||
Tin | Minsur | PERU |
Metal | Smelter Reference List | Smelter Facility Location: Country | ||
Tin | Mitsubishi Materials Corporation | JAPAN | ||
Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA | ||
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | ||
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | ||
Tin | Operaciones Metalurgical S.A. | BOLIVIA | ||
Tin | PT Alam Lestari Kencana | INDONESIA | ||
Tin | PT Aries Kencana Sejahtera | INDONESIA | ||
Tin | PT Artha Cipta Langgeng | INDONESIA | ||
Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | ||
Tin | PT Babel Inti Perkasa | INDONESIA | ||
Tin | PT Bangka Kudai Tin | INDONESIA | ||
Tin | PT Bangka Timah Utama Sejahtera | INDONESIA | ||
Tin | PT Bangka Tin Industry | INDONESIA | ||
Tin | PT Belitung Industri Sejahtera | INDONESIA | ||
Tin | PT BilliTin Makmur Lestari | INDONESIA | ||
Tin | PT Bukit Timah | INDONESIA | ||
Tin | PT DS Jaya Abadi | INDONESIA | ||
Tin | PT Eunindo Usaha Mandiri | INDONESIA | ||
Tin | PT Fang Di MulTindo | INDONESIA | ||
Tin | PT Inti Stania Prima | INDONESIA | ||
Tin | PT Justindo | INDONESIA | ||
Tin | PT Karimun Mining | INDONESIA | ||
Tin | PT Mitra Stania Prima | INDONESIA | ||
Tin | PT Panca Mega Persada | INDONESIA | ||
Tin | PT Pelat Timah Nusantara Tbk | INDONESIA | ||
Tin | PT Prima Timah Utama | INDONESIA | ||
Tin | PT Refined Bangka Tin | INDONESIA | ||
Tin | PT Sariwiguna Binasentosa | INDONESIA | ||
Tin | PT Seirama Tin Investment | INDONESIA | ||
Tin | PT Stanindo Inti Perkasa | INDONESIA | ||
Tin | PT Sumber Jaya Indah | INDONESIA | ||
Tin | PT Tambang Timah | INDONESIA | ||
Tin | PT Timah (Persero) Tbk Kundur | INDONESIA | ||
Tin | PT Timah (Persero) Tbk Mentok | INDONESIA | ||
Tin | PT Tinindo Inter Nusa | INDONESIA | ||
Tin | PT Tommy Utama | INDONESIA | ||
Tin | PT Wahana Perkit Jaya | INDONESIA | ||
Tin | Rui Da Hung | TAIWAN | ||
Tin | Soft Metais Ltda. | BRAZIL | ||
Tin | Thaisarco | THAILAND | ||
Tin | VQB Mineral and Trading Group JSC | VIET NAM | ||
Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL | ||
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | ||
Tin | Yunnan Tin Group (Holding) Company Limited | CHINA | ||
Tungsten | A.L.M.T. TUNGSTEN Corp. | JAPAN |
Metal | Smelter Reference List | Smelter Facility Location: Country | ||
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | ||
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | ||
Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA | ||
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | ||
Tungsten | Ganxian Shirui New Material Co., Ltd. | CHINA | ||
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | ||
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | ||
Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA | ||
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | ||
Tungsten | Global Tungsten & Powders Corp. | UNITED STATES | ||
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | ||
Tungsten | HC Starck GmBH | GERMANY | ||
Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY | ||
Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | ||
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | ||
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | CHINA | ||
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | ||
Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | ||
Tungsten | Japan New Metals Co., Ltd. | JAPAN | ||
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | ||
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | ||
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | ||
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | ||
Tungsten | Kennametal Fallon | UNITED STATES | ||
Tungsten | Kennametal Huntsville | UNITED STATES | ||
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | ||
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM | ||
Tungsten | Pobedit, JSC | RUSSIAN FEDERATION | ||
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | ||
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM | ||
Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA | ||
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | ||
Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | ||
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA |