13F-HR 1 sec13fq109.txt United States Securities and Exchange Commission Washington, D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment(Check only one.): [ ] is a restatement. [ ] adds a new holdings entries. Institutional Investment Manager Filing this Report: Name: Estabrook Capital Management Address: 875 Third Avenue, 15th Floor New York, NY 10022 Form 13F File Number: 28-11540 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dave Foley Title: Vice President Phone: 212-605-5570 Signature, Place, and Date of Signing Dave Foley New York, NY May 11, 2009 Report Type (Check only one.): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 235 Form 13F Information Table Value Total: $1,192.67 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 03/31/09 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- --------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ---------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- ------------ ------------ ------------ 3M COMPANY COM COMMON 88579Y101 5,316,560 106,930 X X 90,325 3,300 13,305 A T & T INC (NEW) COMMON 00206R102 27,077,866 1,074,518 X X 625,212 7,721 441,586 ABBOTT LABS COMMON 002824100 1,817,179 38,096 X X 23,071 720 14,305 ACE LTD SHS COMMON H0023R105 327,644 8,110 X 8,110 0 0 AEGEAN MARINE PETROLE COMMON Y0017S102 2,171,219 129,625 X 101,600 0 28,025 AFLAC INC COMMON 001055102 2,815,447 145,426 X X 134,611 5,000 5,815 AIR PRODS & CHEMS INC COMMON 009158106 354,713 6,306 X 1,506 0 4,800 ALCATEL-LUCENT SPONSO COMMON 013904305 36,397 19,568 X 16,974 0 2,594 ALLEGHENY TECHNOLOGIE COMMON 01741R102 279,454 12,743 X X 6,835 170 5,738 ALLIANCE BERNSTEIN HL COMMON 01881G106 981,795 66,698 X 66,698 0 0 ALLSTATE CORP COMMON 020002101 2,968,154 154,995 X X 90,051 5,911 59,033 AMDOCS LTD ORD COMMON G02602103 185,200 10,000 X 5,000 0 5,000 AMERICA MOVIL S A DE COMMON 02364W105 301,807 11,145 X X 600 45 10,500 AMERICAN EAGLE OUTFIT COMMON 02553E106 175,301 14,322 X 6,192 0 8,130 AMERICAN EXPRESS COMP COMMON 025816109 2,488,647 182,586 X X 71,350 11,505 99,731 AMERICAN INTL CORP PF PREFERR 026874800 26,800 10,000 X 10,000 0 0 AMERICAN INTL. GROUP COMMON 026874107 46,310 46,310 X X 36,062 4,320 5,928 AMERIGAS PARTNERS L P COMMON 030975106 2,239,776 79,200 X X 73,100 2,400 3,700 AMGEN INC COMMON 031162100 400,419 8,086 X X 1,920 116 6,050 ANADARKO PETE CORP COMMON 032511107 1,421,507 36,552 X 36,552 0 0 ANALOG DEVICES INC COMMON 032654105 385,400 20,000 X 20,000 0 0 ANTRIM ENERGY INC COMMON ZZZZZZZZZ 4,271 12,500 X 12,500 0 0 APACHE CORP COMMON 037411105 2,582,763 40,299 X X 15,433 60 24,806 APCO ARGENTINA INC COMMON 037489101 1,622,408 147,224 X X 134,824 800 11,600 AVI BIOPHARMA INC COM COMMON 002346104 16,038 24,300 X 22,600 0 1,700 AVON PRODUCTS INC COMMON 054303102 11,179,418 581,353 X X 323,487 6,458 251,408 BAKER HUGHES INC COMMON 057224107 1,962,613 68,743 X X 61,775 3,100 3,868 BANK OF AMERICA COMMON 060505104 15,553,091 2,280,512 X X 1,281,742 27,644 971,126 BANK OF NEW YORK MELL COMMON 064058100 3,202,929 113,378 X X 97,608 943 14,827 BARCLAYS BANK PLC 6.6 PREFERR 06739F390 226,590 21,000 X 21,000 0 0 BECKMAN COULTER INC COMMON 075811109 239,747 4,700 X 4,700 0 0 BECTON DICKINSON & CO COMMON 075887109 29,511,905 438,904 X X 214,849 3,963 220,092 BERKSHIRE HATHAWAY IN COMMON 084670207 8,302,080 2,944 X 1,835 0 1,109 BHP BILLITON LTD SPON COMMON 088606108 5,281,755 118,425 X X 47,370 175 70,880 BIOGEN IDEC INC COMMON 09062X103 1,074,610 20,500 X 20,000 0 500 BORG WARNER AUTOMOTIV COMMON 099724106 493,006 24,286 X X 15,066 5,290 3,930 BP AMOCO ADS COMMON 055622104 1,025,116 25,564 X 23,564 0 2,000 BRISTOL MYERS SQUIBB COMMON 110122108 828,927 37,816 X 31,400 0 6,416 BUCKEYE PARTNERS L P COMMON 118230101 1,487,022 41,700 X 20,250 0 21,450 BUNGE LIMITED COM COMMON G16962105 15,400,019 271,845 X X 139,409 2,333 130,103 BURLINGTON NORTHN SAN COMMON 12189T104 8,187,979 136,126 X X 101,964 3,400 30,762 CADBURY PLC SPONS ADR COMMON 12721E102 2,573,652 84,939 X 38,753 0 46,186 CANADIAN NATL RY CO COMMON 136375102 367,617 10,370 X 10,370 0 0 CANADIAN PAC RY LTD C COMMON 13645T100 2,034,840 68,675 X X 66,145 700 1,830 CARDINAL HEALTH INC. COMMON 14149Y108 2,207,220 70,115 X X 24,037 200 45,878
ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 03/31/09 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- --------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ---------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- ------------ ------------ ------------ CATERPILLAR TRACTOR COMMON 149123101 19,731,512 705,705 X X 345,487 2,945 357,273 CEMEX S A ADR SPSRD N COMMON 151290889 706,456 113,033 X 88,311 0 24,722 CHESAPEAKE ENERGY COR COMMON 165167107 374,979 21,980 X 21,000 0 980 CHEVRON CORPORATION COMMON 166764100 16,210,702 241,087 X X 120,497 3,180 117,410 CHUBB CORP COMMON 171232101 5,222,373 123,402 X X 51,164 150 72,088 CISCO SYS INC COMMON 17275R102 1,139,102 67,925 X X 16,885 5,400 45,640 CITIGROUP 8.500% 00/0 PREFERR 172967556 190,375 12,500 X 9,500 0 3,000 CITIGROUP INC. COMMON 172967101 5,345,202 2,112,728 X X 1,025,684 12,182 1,074,862 CITIZENS REPUBLIC BAN COMMON 174420109 51,305 33,100 X 0 0 33,100 CLIFFS NATURAL RESOUR COMMON 18683K101 12,843,079 707,218 X X 376,689 1,970 328,559 COCA COLA CO COMMON 191216100 1,257,299 28,607 X 17,682 0 10,925 COLGATE PALMOLIVE CO COMMON 194162103 278,091 4,715 X 2,615 0 2,100 COLUMBIA LABS INC COMMON 197779101 34,560 24,000 X 24,000 0 0 COMCAST CORP NEW COM COMMON 20030N101 260,565 19,103 X X 4,533 241 14,329 COMPANHIA VALE DO RIO COMMON 204412209 541,044 40,680 X 24,260 0 16,420 CONOCOPHILLIPS COMMON 20825C104 41,155,141 1,050,948 X X 632,023 10,687 408,238 CONSOL ENERGY INC COM COMMON 20854P109 17,160,600 679,897 X X 341,187 1,635 337,075 CORNING INC COMMON 219350105 1,806,976 136,170 X 31,770 0 104,400 CORRECTIONS CORP AMER COMMON 22025Y407 175,497 13,700 X 1,200 0 12,500 COSTCO WHOLESALE CORP COMMON 22160K105 21,394,606 461,887 X X 291,830 3,803 166,254 COVIDIEN LTD WHEN ISS COMMON G2552X108 4,374,683 131,609 X X 125,373 2,500 3,736 CROWN HOLDINGS INC CO COMMON 228368106 999,825 43,987 X X 28,240 9,617 6,130 CVS CORPORATION COMMON 126650100 405,615 14,755 X X 12,160 1,000 1,595 DDS TECHNOLOGIES USA COMMON 23316W100 9 15,000 X 15,000 0 0 DEERE & CO. COMMON 244199105 200,934 6,113 X 5,083 0 1,030 DENTSPLY INTL INC NEW COMMON 249030107 289,040 10,765 X 5,865 0 4,900 DEUTSCHE BK 6.55% PFD PREFERR 25153X208 246,400 22,000 X 18,500 0 3,500 DEVON ENERGY CORP NEW COMMON 25179M103 1,141,070 25,533 X 23,633 0 1,900 DIONEX CORP COM COMMON 254546104 472,500 10,000 X 10,000 0 0 DOMINION RES INC VA N COMMON 25746U109 1,522,663 49,134 X 12,028 0 37,106 DOMTAR CORPORATION COMMON 257559104 14,174 14,920 X X 2,000 12,920 0 DOVER CORP COMMON 260003108 4,098,766 155,374 X X 130,311 1,300 23,763 DREYFUS ST MUN BD FD MUTUAL 26202D102 249,895 22,905 X 22,905 0 0 DU PONT E I DE NEMOUR COMMON 263534109 11,278,481 505,082 X X 280,540 7,451 217,091 DUKE ENERGY CORP COMMON 26441C105 1,701,202 118,799 X 67,428 0 51,371 E M C CORP MASS COMMON 268648102 7,916,639 694,442 X X 385,215 9,206 300,021 EATON CORP COMMON 278058102 15,768,703 427,800 X X 211,287 1,164 215,349 EBAY INC COMMON 278642103 768,170 61,160 X 53,200 0 7,960 EMERSON ELEC CO COMMON 291011104 10,597,864 370,814 X X 223,347 10,936 136,531 ENBRIDGE ENERGY PARTN COMMON 29250R106 693,478 23,170 X 14,100 0 9,070 ENCANA CORP COM COMMON 292505104 7,911,843 194,825 X X 185,759 3,700 5,366 ENTERPRISE PRODS PART COMMON 293792107 1,520,053 68,317 X 36,120 0 32,197 EOG RESOURCES INC. COMMON 26875P101 1,404,101 25,641 X X 13,211 4,510 7,920 EQT CORP COM COMMON 26884L109 911,296 29,087 X X 18,147 7,315 3,625 EXELON CORP COMMON 30161N101 21,402,066 471,515 X X 238,155 1,593 231,767
ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 03/31/09 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- --------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ---------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- ------------ ------------ ------------ EXTERRAN HLDGS INC CO COMMON 30225X103 1,016,133 63,429 X X 61,429 1,000 1,000 EXXON MOBIL CORPORATI COMMON 30231G102 23,221,457 340,991 X X 235,164 1,700 104,127 FACTSET RESH SYS INC COMMON 303075105 2,241,052 44,830 X X 28,830 750 15,250 FEDERAL HOME LN MTG C PREFERR 313400624 5,085 11,055 X 10,055 0 1,000 FEDERAL NATL MTG ASSN PREFERR 313586752 7,342 10,058 X 9,058 0 1,000 FEDEX CORP COMMON 31428X106 2,962,367 66,585 X X 22,915 500 43,170 FIRST CMNTY BK CORP A COMMON 31985E202 42,374 10,335 X 10,335 0 0 FORD MTR CO DEL PAR $ COMMON 345370860 38,740 14,730 X 0 0 14,730 FPL GROUP INC COMMON 302571104 4,652,550 91,712 X 60,952 0 30,760 FREEPORT MCMORAN COPP COMMON 35671D857 1,513,119 39,704 X 14,804 0 24,900 GENERAL ELECTRIC COMP COMMON 369604103 18,988,759 1,878,216 X X 1,094,733 20,215 763,268 GENERAL MILLS INC COMMON 370334104 20,902,813 419,062 X X 205,231 3,264 210,567 GENL ELEC CAP CORPPFD PREFERR 369622527 889,602 41,300 X 40,000 0 1,300 GILEAD SCIENCES INC C COMMON 375558103 2,210,344 47,719 X X 47,494 225 0 GLAXO PLC COMMON 37733W105 11,957,451 384,855 X X 205,865 2,373 176,617 GOLDCORP INC NEW COM COMMON 380956409 8,293,081 248,892 X 148,032 0 100,860 GOLDMAN SACHS GROUP I COMMON 38141G104 19,008,326 179,290 X X 93,671 636 84,983 GOLDMAN SACHS PFD 6.0 PREFERR 73941X577 472,600 34,000 X 34,000 0 0 GREATER CHINA FD INC MUTUAL 39167B102 163,133 20,115 X 0 0 20,115 GULFMARK OFFSHORE INC COMMON 402629109 35,814,289 1,501,018 X X 1,008,106 20,725 472,187 HALLIBURTON CO COMMON 406216101 10,972,005 709,244 X X 412,650 2,467 294,127 HEWLETT PACKARD CO. COMMON 428236103 3,677,218 114,698 X X 32,847 11,853 69,998 HOME DEPOT INC COMMON 437076102 381,271 16,183 X 11,000 0 5,183 HONEYWELL INTERNATION COMMON 438516106 19,364,177 695,053 X X 404,322 4,152 286,579 HSBC FINANCE CORP PER PREFERR 40429C607 330,540 42,000 X 40,000 0 2,000 HUMANA INC COMMON 444859102 549,558 21,072 X X 16,407 2,925 1,740 ILLINOIS TOOL WORKS I COMMON 452308109 453,927 14,714 X X 12,314 200 2,200 IMPERIAL OIL LTD COMMON 453038408 288,400 8,000 X 8,000 0 0 INGERSOLL-RAND CO COMMON G4776G101 723,948 52,460 X X 37,623 6,376 8,461 INTEL CORPORATION COMMON 458140100 5,172,499 344,145 X X 194,982 5,100 144,063 INTERNATIONAL BUSINES COMMON 459200101 38,714,941 399,576 X X 244,097 4,654 150,825 INTERNATIONAL PAPER C COMMON 460146103 153,472 21,800 X 17,000 0 4,800 ITAU UNIBANCO BANCO B COMMON 465562106 1,296,080 119,125 X 3,750 0 115,375 J.P. MORGAN CHASE & C COMMON 46625H100 16,981,935 638,899 X X 449,187 11,017 178,695 JOHNSON & JOHNSON COMMON 478160104 41,787,013 794,430 X X 472,712 4,942 316,776 KELLOGG CO COMMON 487836108 1,239,999 33,852 X 31,107 0 2,745 KEYCORP CAP VIII 7.00 PREFERR 49327C205 255,000 20,000 X 20,000 0 0 KINDER MORGAN EGY PTN COMMON 494550106 810,031 17,338 X 4,138 0 13,200 LEGACY RESERVES LP UN COMMON 524707304 230,533 25,250 X 24,250 0 1,000 LILLY ELI & CO COMMON 532457108 2,688,002 80,455 X 66,740 0 13,715 LIMITED STORES INC COMMON 532716107 7,681,909 882,978 X X 449,591 7,507 425,880 M & T BK CORP COMMON 55261F104 634,717 14,030 X 11,400 0 2,630 MACYS INC COM COMMON 55616P104 523,231 58,790 X X 43,008 5,958 9,824 MARATHON OIL CORP COM COMMON 565849106 4,511,101 171,590 X 92,190 0 79,400 MARSH MCLENNAN COMMON 571748102 401,254 19,815 X 17,535 0 2,280
ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 03/31/09 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- --------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ---------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- ------------ ------------ ------------ MCDERMOTT INTERNATION COMMON 580037109 13,337,819 996,103 X X 544,665 2,170 449,268 MCDONALDS CORP COMMON 580135101 332,440 6,092 X X 762 2,400 2,930 MCGRAW HILL INC COMMON 580645109 627,210 27,425 X X 24,515 300 2,610 MEDCO HEALTH SOLUTION COMMON 58405U102 267,966 6,482 X 5,982 0 500 MERCK & COMPANY COMMON 589331107 6,197,721 231,691 X X 123,793 525 107,373 MERRILL LYNCH CAP TRU PREFERR 59024T203 181,600 20,000 X 20,000 0 0 MESABI TR CTF BEN INT COMMON 590672101 74,100 10,000 X 8,500 0 1,500 MICROSOFT CORPORATION COMMON 594918104 6,590,844 358,783 X X 263,911 15,496 79,376 MORGAN STANLEY COMMON 617446448 16,642,798 730,909 X X 404,380 8,377 318,152 MORGAN STANLEY 6.45% PREFERR 61753R200 539,830 37,000 X 36,000 0 1,000 MOTOROLA INC. COMMON 620076109 318,587 75,316 X X 28,500 15,623 31,193 NATIONAL CITY CAP TR PREFERR 63540X201 165,000 12,000 X 12,000 0 0 NATIONAL FUEL GAS CO COMMON 636180101 23,290,614 759,394 X X 408,340 7,777 343,277 NATIONAL-OILWELL INC COMMON 637071101 17,119,496 596,290 X X 379,486 8,149 208,656 NCR CORP NEW COMMON 62886E108 127,923 16,091 X 7,795 0 8,296 NESTLE ADR COMMON 641069406 5,736,413 170,981 X 85,959 0 85,022 NEWMONT MNG CORP COMMON 651639106 1,960,936 43,810 X 3,260 0 40,550 NEWS CORP CL A COMMON 65248E104 70,874 10,706 X 10,500 0 206 NEXEN INC COM COMMON 65334H102 508,800 30,000 X 30,000 0 0 NOKIA CORP COMMON 654902204 15,703,584 1,345,637 X X 881,449 12,300 451,888 NORDSTROM INC COMMON 655664100 717,336 42,826 X X 20,435 6,491 15,900 NORFOLK SOUTHN CORP COMMON 655844108 20,664,113 612,270 X X 307,251 2,204 302,815 NORTHROP GRUMMAN CORP COMMON 666807102 764,835 17,526 X 17,394 0 132 NOVELL INC COMMON 670006105 141,432 33,200 X 33,200 0 0 NUVEEN MULTISTATE TR MUTUAL 67065N886 125,184 12,892 X 12,892 0 0 NVIDIA CORP COM COMMON 67066G104 179,699 18,225 X 1,275 0 16,950 OPEN JT STK CO VIMPEL COMMON 68370R109 596,762 91,248 X 218 0 91,030 ORACLE SYS CORP COMMON 68389X105 280,591 15,528 X 4,312 0 11,216 OVERSEAS SHIPHOLDING COMMON 690368105 1,220,780 53,850 X 38,955 0 14,895 PATRIOT TRANSN HLDG I COMMON 70337B102 5,295,019 84,965 X X 70,465 4,900 9,600 PAYCHEX INC COMMON 704326107 236,164 9,200 X 500 0 8,700 PENNEY J C INC COMMON 708160106 327,944 16,340 X 12,250 0 4,090 PEOPLES UNITED FINANC COMMON 712704105 5,833,745 324,638 X X 317,280 3,000 4,358 PEPSICO INC COMMON 713448108 2,518,041 48,913 X X 39,020 500 9,393 PETROBRAS BRASILEIRO COMMON 71654V101 36,296,897 1,481,506 X X 743,148 3,199 735,159 PETROBRAS BRASILEIRO COMMON 71654V408 201,102 6,600 X 2,600 0 4,000 PFIZER INC COMMON 717081103 10,607,705 778,833 X X 411,658 10,160 357,015 PHILIP MORRIS INTL IN COMMON 718172109 241,055 6,775 X 4,575 0 2,200 PLAINS ALL AMERN PIPE COMMON 726503105 322,018 8,760 X 3,160 0 5,600 PNC FINANCIAL GROUP COMMON 693475105 5,951,215 203,182 X X 164,448 2,800 35,934 POTASH CORP SASK INC COMMON 73755L107 1,575,795 19,500 X 400 0 19,100 PPG INDS INC COMMON 693506107 350,402 9,496 X 7,911 0 1,585 PPL CORP COMMON 69351T106 241,509 8,412 X 2,400 0 6,012 PRAXAIR INC COMMON 74005P104 32,674,476 485,577 X X 257,201 6,618 221,758 PROCTER & GAMBLE CO COMMON 742718109 32,310,939 686,153 X X 368,530 5,960 311,663
ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 03/31/09 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- --------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ---------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- ------------ ------------ ------------ PUBLIC SVC ENTERPRISE COMMON 744573106 411,696 13,970 X 12,470 0 1,500 QUALCOMM INC COMMON 747525103 696,489 17,900 X X 2,554 200 15,146 RAYTHEON CO NEW COM COMMON 755111507 393,450 10,104 X 9,635 0 469 REGIONS FINANCIAL COR COMMON 7591EP100 98,023 23,010 X 18,541 0 4,469 RELM WIRELESS CORP CO COMMON 759525108 7,732 14,727 X 14,727 0 0 RENAISSANCERE HLDGS L COMMON G7496G103 4,220,495 85,366 X X 83,187 1,500 679 ROCHE HLDG LTD SPONSO COMMON 771195104 1,183,666 34,466 X 34,000 0 466 ROYAL DUTCH SHELL PLC COMMON 780259206 1,205,580 27,214 X X 14,381 2,000 10,833 SAN JUAN BASIN RTY TR COMMON 798241105 157,190 11,000 X 11,000 0 0 SANOFI-SYNTHELABO SPO COMMON 80105N105 1,277,379 45,735 X X 23,450 4,875 17,410 SCHERING PLOUGH CORP COMMON 806605101 416,270 17,676 X 6,345 0 11,331 SCHLUMBERGER COMMON 806857108 13,270,270 326,693 X X 170,490 810 155,393 SIGMA ALDRICH CORP COMMON 826552101 2,855,450 75,561 X X 55,121 6,345 14,095 SONOCO PRODUCTS COMMON 835495102 2,128,379 101,448 X X 88,802 2,750 9,896 SOUTHERN CO COMMON 842587107 493,926 16,131 X 16,131 0 0 SPDR TR UNIT SER 1 COMMON 78462F103 2,340,274 29,430 X 28,745 0 685 SPECTRA ENERGY CORP C COMMON 847560109 315,082 22,283 X 11,275 0 11,008 ST JUDE MED INC COMMON 790849103 224,338 6,175 X 6,175 0 0 STAPLES INC COMMON 855030102 302,763 16,718 X 3,150 0 13,568 STRYKER CORP COMMON 863667101 2,511,812 73,790 X 17,730 0 56,060 SUNCOR ENERGY INC COMMON 867229106 235,870 10,620 X 4,620 0 6,000 SUNOCO LOGISTICS PART COMMON 86764L108 1,691,496 32,800 X 20,400 0 12,400 SUNTRUST BANKS INC COMMON 867914103 127,336 10,846 X X 9,680 9 1,157 SUPERIOR ENERGY SVCS COMMON 868157108 522,690 40,550 X 39,450 0 1,100 SYSCO CORP COMMON 871829107 411,312 18,040 X 2,040 0 16,000 TARGET CORP COMMON 87612E106 3,780,252 109,923 X X 55,775 1,600 52,548 TECO ENERGY INC COMMON 872375100 2,501,491 224,349 X X 57,228 8,923 158,198 TEPPCO PARTNERS LP UT COMMON 872384102 256,964 11,345 X 5,600 0 5,745 TERADATA CORP DEL COM COMMON 88076W103 9,043,623 557,560 X X 322,675 2,628 232,257 TEVA PHARMACEUTICAL I COMMON 881624209 1,948,187 43,245 X X 31,450 175 11,620 TEXAS INSTRUMENTS INC COMMON 882508104 14,938,000 904,785 X X 497,361 14,042 393,382 TEXTRON INC COMMON 883203101 98,544 17,168 X 17,128 0 40 TIFFANY & CO NEW COMMON 886547108 2,921,164 135,490 X X 130,550 2,000 2,940 TRANSOCEAN LTD ZUG NA COMMON H8817H100 7,541,994 128,178 X X 80,671 516 46,991 TRAVELERS COMPANIES I COMMON 89417E109 1,638,280 40,312 X X 24,736 3,413 12,163 TYCO ELECTRONICS LTD COMMON G9144P105 130,239 11,797 X X 10,098 750 949 U S BANCORP COMMON 902973304 7,994,461 547,191 X X 342,696 13,627 190,868 UNILEVER PLC ADR SPON COMMON 904767704 894,234 47,239 X 37,315 0 9,924 UNION PAC CORP COMMON 907818108 11,690,245 284,365 X X 226,990 5,515 51,860 UNITED TECHNOLOGIES C COMMON 913017109 19,822,667 461,207 X X 234,191 1,918 225,098 UNITEDHEALTH GROUP IN COMMON 91324P102 981,345 46,887 X X 35,578 6,269 5,040 USB CAPITAL 6.500% 00 PREFERR 91731L207 257,546 13,470 X 12,070 0 1,400 VEOLIA ENVIRONNEMENT COMMON 92334N103 508,455 24,328 X X 19,773 2,737 1,818 VERIZON COMMUNICATION COMMON 92343V104 37,072,596 1,227,569 X X 745,648 11,865 470,057 VULCAN MATERIALS CO COMMON 929160109 2,192,532 49,504 X X 35,320 260 13,924
ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 03/31/09 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- --------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ---------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- ------------ ------------ ------------ WACHOVIA CAP TRUST TR PREFERR 92978U207 217,000 15,500 X 9,000 0 6,500 WAL MART STORES INC COMMON 931142103 812,864 15,602 X X 8,233 130 7,239 WALGREEN CO COMMON 931422109 287,637 11,080 X 5,030 0 6,050 WEATHERFORD INTERNATI COMMON H27013103 28,748,646 2,596,987 X X 1,630,890 36,954 929,143 WELLS FARGO NEW COMMON 949746101 1,602,050 112,503 X X 84,614 9,884 18,005 WESTERN UN CO COM COMMON 959802109 1,086,387 86,427 X 43,942 0 42,485 WIPRO LTD SPON ADR 1 COMMON 97651M109 99,540 14,000 X 0 0 14,000 WYETH COMMON 983024100 2,013,454 46,781 X X 25,631 860 20,290 XCEL ENERGY INC COMMON 98389B100 511,952 27,480 X 22,400 0 5,080 ZIMMER HLDGS INC COMMON 98956P102 936,627 25,661 X 19,744 0 5,917 TOTAL 1,192,672,769