-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WLr2G4P+AilAzhy9TLfMxFqNbGlSL50P+BA+OX6EwcTWgODSN7TGjDC6bOTmdYsF jpyPkq3P3acRsCb2NeoXGw== 0001172661-11-000016.txt : 20110202 0001172661-11-000016.hdr.sgml : 20110202 20110202162804 ACCESSION NUMBER: 0001172661-11-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110202 DATE AS OF CHANGE: 20110202 EFFECTIVENESS DATE: 20110202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regiment Capital Management LLC CENTRAL INDEX KEY: 0001344703 IRS NUMBER: 043411614 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11560 FILM NUMBER: 11566986 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-488-1600 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 reg4q10.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Regiment Capital Management, LLC Address: 222 Berkeley Street 12th Floor Boston, MA 02116 13F File Number: 28-11560 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chris Kaster Title: Chief Operating Officer Phone: 617-488-1600 Signature, Place, and Date of Signing: /s/ Chris Kaster Boston, MA February 02, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 25 Form13F Information Table Value Total: $409,199 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- BASIC ENERGY SVCS INC NEW COM 06985P100 19654 1192620 SH SOLE 1192620 0 0 BP PLC SPONSORED ADR 055622104 37545 850000 SH CALL SOLE 850000 0 0 BP PLC SPONSORED ADR 055622104 39894 903200 SH CALL SOLE 903200 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 3384 100000 SH SOLE 70000 0 30000 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 19843 509573 SH SOLE 509573 0 0 CHESAPEAKE ENERGY CORP COM 165167107 13929 537600 SH SOLE 459711 0 77889 CONSTELLATION ENERGY GROUP I COM 210371100 4748 155000 SH SOLE 127390 0 27610 DEAN FOODS CO NEW COM 242370104 13703 1550100 SH CALL SOLE 1235200 0 314900 ECHOSTAR CORP CL A 278768106 27957 1119630 SH SOLE 925025 0 194605 GENERAL MTRS CO COM 37045V100 11058 300000 SH SOLE 248026 0 51974 LORAL SPACE & COMMUNICATNS I COM 543881106 47373 619261 SH SOLE 530194 0 89067 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 15998 465060 SH SOLE 384767 0 80293 MADISON SQUARE GARDEN INC CL A 55826P100 645 25000 SH SOLE 17500 0 7500 MGM RESORTS INTERNATIONAL COM 552953101 958 64500 SH PUT SOLE 64500 0 0 MGM RESORTS INTERNATIONAL COM 552953101 5591 376500 SH PUT SOLE 376500 0 0 MI DEVS INC CL A SUB VTG 55304X104 6775 250000 SH SOLE 250000 0 0 NRG ENERGY INC COM NEW 629377508 2491 127500 SH SOLE 97585 0 29915 PROSHARES TR REAL EST NEW 74347X583 4335 239000 SH SOLE 239000 0 0 QUANTUM CORP COM DSSG 747906204 13839 3720189 SH SOLE 3720189 0 0 RANGE RES CORP COM 75281A109 2249 50000 SH SOLE 50000 0 0 SAFEWAY INC COM NEW 786514208 14031 623895 SH SOLE 623895 0 0 SPANISH BROADCASTING SYS INC CL A 846425882 1329 1845958 SH SOLE 1200883 0 645075 SPRINT NEXTEL CORP COM SER 1 852061100 14805 3500000 SH SOLE 2000000 0 1500000 STARWOOD PPTY TR INC COM 85571B105 15036 700000 SH SOLE 0 0 700000 WALGREEN CO COM 931422109 72029 1848800 SH CALL SOLE 1848800 0 0
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