-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O5TWLTEDqp+NiwZekg7Zd9ENjg8vrK5f8WuVWRu1p3Cc7L3vWLj/rcnJ7aXPEbxN 5xFPQe1X1FRNov8MqVZnnw== 0001172661-10-000291.txt : 20100510 0001172661-10-000291.hdr.sgml : 20100510 20100510172631 ACCESSION NUMBER: 0001172661-10-000291 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100510 DATE AS OF CHANGE: 20100510 EFFECTIVENESS DATE: 20100510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regiment Capital Management LLC CENTRAL INDEX KEY: 0001344703 IRS NUMBER: 043411614 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11560 FILM NUMBER: 10817768 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-488-1600 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 reg1q10.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Regiment Capital Management, LLC Address: 222 Berkeley Street 12th Floor Boston, MA 02116 13F File Number: 28-11560 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chris Kaster Title: Chief Operating Officer Phone: 617-488-1600 Signature, Place, and Date of Signing: /s/ Chris Kaster Boston, MA May 10, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 22 Form13F Information Table Value Total: $205,379 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ANGIOTECH PHARMACEUTICALS IN COM 034918102 110 100000 SH SOLE 65000 35000 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 2414 100000 SH SOLE 70000 30000 0 CHESAPEAKE ENERGY CORP COM 165167107 2364 100000 SH SOLE 100000 0 0 COMCAST CORP NEW CL A 20030N101 34741 1845000 SH SOLE 1601750 243250 0 ELAN PLC ADR 284131208 5859 772900 SH PUT SOLE 772900 0 0 LEAP WIRELESS INTL INC COM NEW 521863308 10683 653000 SH PUT SOLE 653000 0 0 LEAR CORP COM NEW 521865204 8682 109409 SH SOLE 78366 31043 0 LORAL SPACE & COMMUNICATNS I COM 543881106 21407 609547 SH SOLE 523686 85861 0 MADISON SQUARE GARDEN INC CL A 55826P100 543 25000 SH SOLE 17500 7500 0 METROPCS COMMUNICATIONS INC COM 591708102 24168 3413600 SH PUT SOLE 3413600 0 0 MGM MIRAGE COM 552953101 5292 441000 SH PUT SOLE 441000 0 0 MI DEVS INC CL A SUB VTG 55304X104 3260 250000 SH SOLE 250000 0 0 MIRANT CORP NEW COM 60467R100 825 76000 SH SOLE 59280 16720 0 NRG ENERGY INC COM NEW 629377508 679 32500 SH SOLE 25350 7150 0 PROSHARES TR PSHS REAL ESTAT 74347R552 7218 1195000 SH SOLE 1195000 0 0 QUANTUM CORP COM DSSG 747906204 14227 5409642 SH SOLE 5409642 0 0 RANGE RES CORP COM 75281A109 9374 200000 SH SOLE 200000 0 0 SAFEWAY INC COM NEW 786514208 15510 623895 SH SOLE 623895 0 0 SPANISH BROADCASTING SYS INC CL A 846425882 1457 1845958 SH SOLE 1200883 645075 0 SPRINT NEXTEL CORP COM SER 1 852061100 13300 3500000 SH SOLE 2000000 1500000 0 STARWOOD PPTY TR INC COM 85571B105 13510 700000 SH SOLE 0 700000 0 UNIVERSAL HLTH SVCS INC CL B 913903100 9756 278032 SH SOLE 216309 61723 0
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