-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FBKKrwfbhTbScu7qZj/QgeyWpkJmIYXlALkfCjtupKa/gypBL1X1MsmYfkR50WFf LUjTpHVbDrAnDPE7GSuvAQ== 0001172661-10-000060.txt : 20100208 0001172661-10-000060.hdr.sgml : 20100208 20100208171414 ACCESSION NUMBER: 0001172661-10-000060 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100208 DATE AS OF CHANGE: 20100208 EFFECTIVENESS DATE: 20100208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regiment Capital Management LLC CENTRAL INDEX KEY: 0001344703 IRS NUMBER: 043411614 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11560 FILM NUMBER: 10581689 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-488-1600 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 reg4q09.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Regiment Capital Management, LLC Address: 222 Berkeley Street 12th Floor Boston, MA 02116 13F File Number: 28-11560 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chris Kaster Title: Chief Operating Officer Phone: 617-488-1600 Signature, Place, and Date of Signing: /s/ Chris Kaster Boston, MA February 08, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 22 Form13F Information Table Value Total: $322,654 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ANGIOTECH PHARMACEUTICALS IN COM 034918102 124 100000 SH SOLE 65000 35000 0 BCE INC COM NEW 05534B760 9196 333055 SH SOLE 333055 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 2582 100000 SH SOLE 70000 30000 0 CHESAPEAKE ENERGY CORP COM 165167107 2588 100000 SH SOLE 100000 0 0 CIT GROUP INC COM NEW 125581801 17922 649118 SH SOLE 540396 108722 0 COMCAST CORP NEW CL A 20030N101 31107 1845000 SH SOLE 1601750 243250 0 ELAN PLC ADR 284131208 5039 772900 SH PUT SOLE 772900 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 45000 4500000 SH CALL SOLE 3375000 1125000 0 LEAP WIRELESS INTL INC COM NEW 521863308 11460 653000 SH PUT SOLE 653000 0 0 LEAR CORP COM NEW 521865204 7400 109408 SH SOLE 78365 31043 0 LEVEL 3 COMMUNICATIONS INC NOTE 2.875% 7/1 52729NBA7 5858 6000000 PRN SOLE 4200000 1800000 0 LORAL SPACE & COMMUNICATNS I COM 543881106 16669 527327 SH SOLE 468666 58661 0 METROPCS COMMUNICATIONS INC COM 591708102 26046 3413600 SH PUT SOLE 3413600 0 0 MI DEVS INC CL A SUB VTG 55304X104 3070 250000 SH SOLE 250000 0 0 QUANTUM CORP COM DSSG 747906204 21349 7286184 SH SOLE 7286184 0 0 RANGE RES CORP COM 75281A109 9970 200000 SH SOLE 200000 0 0 SAFEWAY INC COM NEW 786514208 13283 623895 SH SOLE 623895 0 0 SPANISH BROADCASTING SYS INC CL A 846425882 1440 1845958 SH SOLE 1200883 645075 0 SPRINT NEXTEL CORP COM SER 1 852061100 12810 3500000 SH SOLE 2000000 1500000 0 STARWOOD PPTY TR INC COM 85571B105 13223 700000 SH SOLE 0 700000 0 TESORO CORP COM 881609101 20542 1516000 SH CALL SOLE 1516000 0 0 WHIRLPOOL CORP COM 963320106 45976 570000 SH PUT SOLE 570000 0 0
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