-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NLgfn47Cd+qs2YMN4itqg1KVYU8FH42OAZu6FZ8B2wBb2rc65LkbQ2ZSiJQWRHmK dCDsy+ZkIaLOVeGV7iQmwQ== 0001172661-09-001291.txt : 20090803 0001172661-09-001291.hdr.sgml : 20090801 20090803164039 ACCESSION NUMBER: 0001172661-09-001291 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090803 DATE AS OF CHANGE: 20090803 EFFECTIVENESS DATE: 20090803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regiment Capital Management LLC CENTRAL INDEX KEY: 0001344703 IRS NUMBER: 043411614 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11560 FILM NUMBER: 09980675 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-488-1600 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 reg2q09.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Regiment Capital Advisors, LLC Address: 222 Berkeley Street 12th Floor Boston, MA 02116 13F File Number: 28-11560 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chris Kaster Title: Chief Operating Officer Phone: 617-488-1600 Signature, Place, and Date of Signing: /s/ Chris Kaster Boston, MA August 03, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 23 Form13F Information Table Value Total: $185,964 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ANGIOTECH PHARMACEUTICALS IN COM 034918102 171 100000 SH SOLE 65000 35000 0 BCE INC COM NEW 05534B760 6881 333055 SH SOLE 333055 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 1941 100000 SH SOLE 70000 30000 0 CARNIVAL CORP DBCV 0.500% 4/2 143658AV4 8156 12500000 PRN SOLE 12500000 0 0 COMCAST CORP NEW CL A 20030N101 26679 1845000 SH SOLE 1601750 243250 0 COOPER TIRE & RUBR CO COM 216831107 8040 810500 SH SOLE 810500 0 0 CROCS INC COM 227046109 532 156600 SH SOLE 156600 0 0 DANA HOLDING CORP COM 235825205 438 341947 SH SOLE 328734 13213 0 DISH NETWORK CORP CL A 25470M109 10537 650000 SH CALL SOLE 650000 0 0 GENERAL ELECTRIC CO COM 369604103 11720 1000000 SH SOLE 1000000 0 0 LEVEL 3 COMMUNICATIONS INC NOTE 2.875% 7/1 52729NBA7 5640 6000000 PRN SOLE 4200000 1800000 0 MI DEVS INC CL A SUB VTG 55304X104 1898 250000 SH SOLE 250000 0 0 PROLOGIS NOTE 1.875%11/1 743410AR3 13105 17679000 PRN SOLE 17679000 0 0 PROLOGIS NOTE 2.625% 5/1 743410AS1 7336 10067000 PRN SOLE 10067000 0 0 PROLOGIS NOTE 2.250% 4/0 743410AQ5 12740 15925000 PRN SOLE 15925000 0 0 QUANTUM CORP COM DSSG 747906204 6666 8030739 SH SOLE 8030739 0 0 RANGE RES CORP COM 75281A109 8282 200000 SH SOLE 200000 0 0 SAFEWAY INC COM NEW 786514208 12709 623895 SH SOLE 623895 0 0 SPANISH BROADCASTING SYS INC CL A 846425882 332 1845958 SH SOLE 1200883 645075 0 SPRINT NEXTEL CORP COM SER 1 852061100 16835 3500000 SH SOLE 2000000 1500000 0 TENNECO INC COM 880349105 3180 300000 SH SOLE 300000 0 0 TESORO CORP COM 881609101 19299 1516000 SH CALL SOLE 1516000 0 0 WHOLE FOODS MKT INC COM 966837106 2847 150000 SH SOLE 150000 0 0
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