-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FTl0lARAtFvutt7QYh7/ZfjVd7dfbpDHLkoPJSp+4TBORcb6TCRIxIxeQ6ghXpbT kUt27gONr8fC6NWjdLb7XQ== 0001172661-08-000016.txt : 20080128 0001172661-08-000016.hdr.sgml : 20080128 20080128093829 ACCESSION NUMBER: 0001172661-08-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080128 DATE AS OF CHANGE: 20080128 EFFECTIVENESS DATE: 20080128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regiment Capital Management LLC CENTRAL INDEX KEY: 0001344703 IRS NUMBER: 043411614 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11560 FILM NUMBER: 08552535 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-488-1600 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 reg4q07.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Regiment Capital Management LLC Address: 222 Berkeley Street 12th Floor Boston, MA 02116 13F File Number: 28-11560 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chris Kaster Title: Chief Operating Officer Phone: 617-488-1600 Signature, Place, and Date of Signing: Chris Kaster Boston, MA January 28, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 27 Form13F Information Table Value Total: $308,807 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADVANCED MICRO DEVICES INC COM 007903107 4500 600000 SH SOLE 390000 210000 0 ADVANCED MICRO DEVICES INC COM 007903107 4500 600000 SH PUT SOLE 390000 210000 0 ANGIOTECH PHARMACEUTICALS IN COM 034918102 174 50000 SH SOLE 32500 17500 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 985 40200 SH PUT SOLE 27700 12500 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 2450 100000 SH SOLE 70000 30000 0 CENTENNIAL COMMUNCTNS CORP N CL A NEW 15133V208 3670 395000 SH SOLE 260250 134750 0 CHARTER COMMUNICATIONS INC D CL A 16117M107 5148 4400000 SH SOLE 3080000 1320000 0 CHARTER COMMUNICATIONS INC D NOTE 6.500%10/0 16117MAF4 783 1316000 PRN SOLE 856000 460000 0 COLUMBUS ACQUISITION CORP COM 198851107 1755 237200 SH SOLE 237200 0 0 COMCAST CORP NEW CL A 20030N101 14699 805000 SH SOLE 603750 201250 0 COMCAST CORP NEW CL A 20030N101 4565 250000 SH PUT SOLE 187500 62500 0 CROCS INC COM 227046109 16807 456600 SH PUT SOLE 456600 0 0 FINLAY ENTERPRISES INC COM NEW 317884203 295 144826 SH SOLE 144826 0 0 GENERAL COMMUNICATION INC CL A 369385109 1194 136434 SH SOLE 136434 0 0 ISHARES TR MSCI EMERG MKT 464287234 63126 420000 SH PUT SOLE 420000 0 0 LEVEL 3 COMMUNICATIONS INC NOTE 2.875% 7/1 52729NBA7 5235 6000000 PRN SOLE 4200000 1800000 0 LINCARE HLDGS INC COM 532791100 10400 295800 SH PUT SOLE 197700 98100 0 MBF HEALTHCARE ACQUISITION C COM 552650103 3840 499400 SH SOLE 499400 0 0 MBF HEALTHCARE ACQUISITION C *W EXP 04/16/201 552650111 365 499400 SH SOLE 499400 0 0 MI DEVS INC CL A SUB VTG 55304X104 6968 250000 SH SOLE 250000 0 0 MILACRON INC COM NEW 598709301 622 200000 SH SOLE 200000 0 0 NORTEL NETWORKS CORP NEW NOTE 4.250% 9/0 656568AB8 3680 3750000 PRN SOLE 2494000 1256000 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 138294 2700000 SH PUT SOLE 2700000 0 0 SPANISH BROADCASTING SYS INC CL A 846425882 3415 1845958 SH SOLE 1200883 645075 0 TELEPHONE & DATA SYS INC SPL COM 879433860 7927 137625 SH SOLE 137625 0 0 TENET HEALTHCARE CORP COM 88033G100 508 100000 SH PUT SOLE 65000 35000 0 TIME WARNER CABLE INC CL A 88732J108 2902 105158 SH SOLE 73474 31684 0
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