-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PlwFUSA5Kcs+uiAIFLoQZaR5RBSJTFaPYKV5uGBxJhkktqosj7abMB7/4fv94OFY NDEpMRPHoO7KCwg1SEo2Ww== 0001172661-07-000343.txt : 20070803 0001172661-07-000343.hdr.sgml : 20070803 20070803135631 ACCESSION NUMBER: 0001172661-07-000343 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070803 DATE AS OF CHANGE: 20070803 EFFECTIVENESS DATE: 20070803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regiment Capital Management LLC CENTRAL INDEX KEY: 0001344703 IRS NUMBER: 043411614 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11560 FILM NUMBER: 071023437 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-488-1600 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 reg2q07.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Regiment Capital Management LLC Address: 222 Berkeley Street 12th Floor Boston, MA 02116 13F File Number: 28-11560 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chris Kaster Title: Chief Operating Officer Phone: 617-488-1600 Signature, Place, and Date of Signing: Chris Kaster Boston, MA August 03, 2007 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 35 Form13F Information Table Value Total: $202,055 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADVANCED MICRO DEVICES INC COM 007903107 8580 600000 SH PUT SOLE 390000 210000 0 ADVANCED MICRO DEVICES INC COM 007903107 8580 600000 SH SOLE 390000 210000 0 ANGIOTECH PHARMACEUTICALS IN COM 034918102 356 50000 SH SOLE 32500 17500 0 AQUILA INC COM 03840P102 18610 4550100 SH SOLE 3025900 1524200 0 BUILDING MATLS HLDG CORP COM 120113105 1419 100000 SH SOLE 67000 33000 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 3619 100000 SH SOLE 70000 30000 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 1455 40200 SH PUT SOLE 27700 12500 0 CENTENNIAL COMMUNCTNS CORP N CL A NEW 15133V208 3749 395000 SH SOLE 260250 134750 0 CENTEX CORP COM 152312104 6496 162000 SH SOLE 107940 54060 0 CHARTER COMMUNICATIONS INC D CL A 16117M107 1790 441939 SH SOLE 300089 141850 0 CHARTER COMMUNICATIONS INC D NOTE 5.875%11/1 16117MAE7 626 350000 PRN SOLE 0 350000 0 COLUMBUS ACQUISITION CORP COM 198851107 1758 237200 SH SOLE 237200 0 0 CROCS INC COM 227046109 7525 175000 SH PUT SOLE 175000 0 0 DOBSON COMMUNICATIONS CORP CL A 256069105 3783 340474 SH SOLE 227474 113000 0 FINLAY ENTERPRISES INC COM NEW 317884203 332 61987 SH SOLE 61987 0 0 FREMONT GEN CORP COM 357288109 10760 1000000 SH SOLE 1000000 0 0 HAYNES INTERNATIONAL INC COM NEW 420877201 8359 99000 SH SOLE 99000 0 0 HOVNANIAN ENTERPRISES INC CL A 442487203 7440 450100 SH SOLE 301450 148650 0 LENNAR CORP CL A 526057104 6946 190000 SH SOLE 125000 65000 0 LEVEL 3 COMMUNICATIONS INC NOTE 2.875% 7/1 52729NBA7 6533 6000000 PRN SOLE 4200000 1800000 0 LINCARE HLDGS INC COM 532791100 11788 295800 SH PUT SOLE 197700 98100 0 LIZ CLAIBORNE INC COM 539320101 1029 27600 SH PUT SOLE 18500 9100 0 MBF HEALTHCARE ACQUISITION C UNIT 99/99/9999 552650202 4145 499400 SH SOLE 499400 0 0 MI DEVS INC CL A SUB VTG 55304X104 8982 246500 SH SOLE 246500 0 0 MILACRON INC COM NEW 598709301 1746 200000 SH SOLE 200000 0 0 NABORS INDUSTRIES LTD SHS G6359F103 5007 150000 SH SOLE 100000 50000 0 NORTEL NETWORKS CORP NEW NOTE 4.250% 9/0 656568AB8 9863 10000000 PRN SOLE 6650000 3350000 0 PORTLAND GEN ELEC CO COM NEW 736508847 17781 648000 SH SOLE 453600 194400 0 PULTE HOMES INC COM 745867101 5657 252000 SH SOLE 168740 83260 0 ROTECH HEALTHCARE INC COM 778669101 207 191500 SH SOLE 134380 57120 0 SPANISH BROADCASTING SYS INC CL A 846425882 7938 1845958 SH SOLE 1200883 645075 0 TELEPHONE & DATA SYS INC SPL COM 879433860 1554 27000 SH SOLE 27000 0 0 TENET HEALTHCARE CORP COM 88033G100 651 100000 SH PUT SOLE 65000 35000 0 TIME WARNER CABLE INC CL A 88732J108 12173 310777 SH SOLE 248341 62436 0 TOUSA INC COM 872962105 4818 1149900 SH SOLE 754950 394950 0
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