-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fm8ghsdumfJ97j1VxRaqgvYPkjD6lEgNnmbB5KoGWwYBBmT4cgtOPvJMZCwMpu+m aiRzsDjAaR1FyWK8ijfSQw== 0001172661-07-000188.txt : 20070418 0001172661-07-000188.hdr.sgml : 20070418 20070418084438 ACCESSION NUMBER: 0001172661-07-000188 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070418 DATE AS OF CHANGE: 20070418 EFFECTIVENESS DATE: 20070418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regiment Capital Management LLC CENTRAL INDEX KEY: 0001344703 IRS NUMBER: 043411614 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11560 FILM NUMBER: 07772350 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-488-1600 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 reg1q07.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Regiment Capital Management LLC Address: 222 Berkeley Street 12th Floor Boston, MA 02116 13F File Number: 28-11560 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chris Kaster Title: Chief Operating Officer Phone: 617-488-1600 Signature, Place, and Date of Signing: Chris Kaster Boston, MA April 18, 2007 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 29 Form13F Information Table Value Total: $174,804 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ANGIOTECH PHARMACEUTICALS IN COM 034918102 192 35000 SH SOLE 22750 12250 0 AQUILA INC COM 03840P102 19019 4550100 SH SOLE 3025900 1524200 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 3043 100000 SH SOLE 70000 30000 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 1223 40200 SH PUT SOLE 27700 12500 0 CENTENNIAL COMMUNCTNS CORP N CL A NEW 15133V208 2510 305000 SH SOLE 200250 104750 0 CENTEX CORP COM 152312104 7520 180000 SH SOLE 120000 60000 0 CHARTER COMMUNICATIONS INC D NOTE 5.875%11/1 16117MAE7 475 350000 PRN SOLE 0 350000 0 CHARTER COMMUNICATIONS INC D CL A 16117M107 7742 2775000 SH SOLE 1857500 917500 0 COOPER TIRE & RUBR CO COM 216831107 6402 350000 SH SOLE 350000 0 0 DOBSON COMMUNICATIONS CORP CL A 256069105 2925 340474 SH SOLE 227474 113000 0 HOVNANIAN ENTERPRISES INC CL A 442487203 7045 280000 SH SOLE 187500 92500 0 LENNAR CORP CL A 526057104 8020 190000 SH SOLE 125000 65000 0 LEVEL 3 COMMUNICATIONS INC NOTE 2.875% 7/1 52729NBA7 6705 6000000 PRN SOLE 4200000 1800000 0 LINCARE HLDGS INC COM 532791100 10841 295800 SH PUT SOLE 197700 98100 0 LIZ CLAIBORNE INC COM 539320101 1183 27600 SH PUT SOLE 18500 9100 0 MI DEVS INC CL A SUB VTG 55304X104 3089 82621 SH SOLE 82621 0 0 MILACRON INC COM 598709103 968 1466491 SH SOLE 1466491 0 0 MOTOROLA INC COM 620076109 884 50000 SH SOLE 37500 12500 0 NABORS INDUSTRIES LTD SHS G6359F103 8901 300000 SH SOLE 200000 100000 0 NORTEL NETWORKS CORP NEW NOTE 4.250% 9/0 656568AB8 9875 10000000 PRN SOLE 6650000 3350000 0 PORTLAND GEN ELEC CO COM NEW 736508847 18922 648000 SH SOLE 453600 194400 0 PULTE HOMES INC COM 745867101 7409 280000 SH SOLE 187500 92500 0 ROTECH HEALTHCARE INC COM 778669101 327 191500 SH SOLE 134380 57120 0 RURAL CELLULAR CORP CL A 781904107 4701 393060 SH SOLE 262635 130425 0 SPANISH BROADCASTING SYS INC CL A 846425882 7384 1845958 SH SOLE 1200883 645075 0 TECHNICAL OLYMPIC USA INC COM 878483106 3192 799900 SH SOLE 526600 273300 0 TENET HEALTHCARE CORP COM 88033G100 643 100000 SH PUT SOLE 65000 35000 0 TIME WARNER CABLE INC CL A 88732J108 9295 248069 SH SOLE 199973 48096 0 TRIAD HOSPITALS INC COM 89579K109 14369 275000 SH SOLE 182750 92250 0
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