13F-HR 1 r13f-123111.txt SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: Institutional Investment Manager Filing this Report: Name: Dunvegan Associates, Inc. Address: 1114 State Street, Suite 309 Santa Barbara, CA 93101 Form 13F File Number: 28-11532 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herin is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: A.C. Moore Title: President Phone: 805-969-5432 Signature, Place and Date of Signing: A.C. Moore Santa Barbara, California February 2, 2012 [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 114 Form 13F Information Table Value Total: $130,666 [ in thousands] FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M COMPANY COM 88579y101 1780 21774 SH Sole 21774 ABBOTT LABORATORIES COM 002824100 4620 82171 SH Sole 82171 109 1947 SH Defined 1947 ALLERGAN INC COM 018490102 3539 40338 SH Sole 40338 81 918 SH Defined 918 ALPS TRUST ETF ALERIAN MLP COM 00162Q866 169 10159 SH Sole 10159 APACHE CORP COM 037411105 1548 17092 SH Sole 17092 APPLE INC COM 037833100 301 744 SH Sole 744 BARRICK GOLD CORP F COM 067901108 3205 70839 SH Sole 70839 47 1038 SH Defined 1038 BECTON DICKINSON & CO COM 075887109 185 2470 SH Sole 2470 30 400 SH Defined 400 BHP BILLITON LTD ADR F SPONSOR COM 088606108 2497 35347 SH Sole 35347 CAMERON INTL COM 13342B105 675 13731 SH Sole 13731 CANADIAN NATURAL RES F COM 136385101 538 14398 SH Sole 14398 CANON INC SPONSORED ADRF 1 ADR COM 138006309 382 8665 SH Sole 8665 21 468 SH Defined 468 CATERPILLAR INC COM 149123101 6083 67140 SH Sole 67140 133 1470 SH Defined 1470 COCA COLA COMPANY COM 191216100 2418 34554 SH Sole 34554 44 625 SH Defined 625 CUMMINS INC COM 231021106 4228 48031 SH Sole 48031 109 1240 SH Defined 1240 DEERE & CO COM 244199105 6354 82151 SH Sole 82151 122 1580 SH Defined 1580 EMERSON ELECTRIC CO COM 291011104 893 19173 SH Sole 19173 83 1790 SH Defined 1790 EXPEDITORS INTL WASH COM 302130109 386 9420 SH Sole 9420 EXXON MOBIL CORPORATION COM 30231G102 353 4166 SH Sole 4166 68 800 SH Defined 800 FREEPORT MCMORAN COPPER COM 35671d857 2001 54397 SH Sole 54397 HAIN CELESTIAL GROUP INC COM 405217100 652 17784 SH Sole 17784 HEALTH CARE REIT INC REIT COM 42217k106 215 3950 SH Sole 3950 HITACHI LTD ADR NEW F SPONSORE COM 433578507 470 9008 SH Sole 9008 22 425 SH Defined 425 IMPERIAL OIL LTD F COM 453038408 3014 67771 SH Sole 67771 146 3285 SH Defined 3285 INFOSYS LTD SPON ADR F SPONSOR COM 456788108 252 4910 SH Sole 4910 INTL BUSINESS MACHINES COM 459200101 1642 8928 SH Sole 8928 108 590 SH Defined 590 INVESTMENT TECH GRP NEW COM 46145F105 404 37367 SH Sole 37367 ISHARES FTSE CHINA 25 FTSE CHI COM 464287184 248 7110 SH Sole 7110 ISHARES MSCI BRAZIL INDX BRAZI COM 464286400 2235 38944 SH Sole 38944 ISHARES MSCI EMRG MKT FD EMERG COM 464287234 439 11582 SH Sole 11582 ISHARES MSCI PAC EX JAPN PACIF COM 464286665 337 8650 SH Sole 8650 ISHARES NASDAQ BIO FD NASDAQ B COM 464287556 1583 15170 SH Sole 15170 ISHARES TR BARCLAYS TIPS BOND COM 464287176 853 7310 SH Sole 7310 ISHARES TR S&P LATN AMER S&P L COM 464287390 312 7321 SH Sole 7321 ISHRS MALAYSIA COM 464286830 188 14000 SH Sole 14000 JEFFERIES GROUP INC NEW COM 472319102 1629 118452 SH Sole 118452 23 1685 SH Defined 1685 JOHNSON & JOHNSON COM 478160104 2502 38151 SH Sole 38151 JOY GLOBAL INC COM 481165108 676 9017 SH Sole 9017 MARKET VECTORS ETF TRUST AGRIB COM 57060u605 2061 43720 SH Sole 43720 66 1410 SH Defined 1410 MASTERCARD INC COM 57636q104 6176 16565 SH Sole 16565 135 362 SH Defined 362 MC CORMICK & CO INC N-VT NON V COM 579780206 6100 120974 SH Sole 120974 137 2720 SH Defined 2720 MC DONALDS CORP COM 580135101 254 2532 SH Sole 2532 MCDERMOTT INTL INC F COM 580037109 128 11095 SH Sole 11095 MICROSOFT CORP COM COM 594918104 210 8100 SH Sole 8100 MONSANTO CO NEW DEL COM 61166w101 4176 59604 SH Sole 59604 64 920 SH Defined 920 MONSTER BEVERAGE CORP COM 411310105 606 6575 SH Sole 6575 MOSAIC CO NEW COM 61945c103 2657 52681 SH Sole 52681 MURPHY OIL CORP HLDG COM 626717102 1162 20849 SH Sole 20849 64 1155 SH Defined 1155 NATIONAL BEVERAGE CORP COM COM 635017106 211 13110 SH Sole 13110 NESTLE S A REG B ADR F 1 ADR R COM 641069406 215 3720 SH Sole 3720 NEWMONT MINING CORP COM 651639106 1235 20587 SH Sole 20587 NOVARTIS A G SPON ADR F SPONSO COM 66987v109 3278 57333 SH Sole 57333 51 893 SH Defined 893 NOVO-NORDISK A-S ADR F 1 ADR R COM 670100205 1718 14905 SH Sole 14905 ORACLE CORPORATION COM 68389x105 537 20944 SH Sole 20944 PEPSICO INCORPORATED COM 713448108 403 6081 SH Sole 6081 POLARIS INDUSTRIES INC COM 731068102 592 10568 SH Sole 10568 POWERSHS EXCH TRAD FD TR POWER COM 73935X575 405 24057 SH Sole 24057 PROCTER & GAMBLE COM 742718109 2062 30915 SH Sole 30915 43 650 SH Defined 650 RIO TINTO PLC SPON ADR F SPONS COM 767204100 568 11619 SH Sole 11619 ROYAL DUTCH SHELL A ADRF SPONS COM 780259206 262 3591 SH Sole 3591 SCHLUMBERGER LTD F COM 806857108 2540 37189 SH Sole 37189 342 5000 SH Defined 5000 SECTOR SPDR HEALTH FUND SHARES COM 81369y209 362 10435 SH Sole 10435 SECTOR SPDR TR CON STPLS SHARE COM 81369Y308 298 9159 SH Sole 9159 SINGAPORE FUND INC COM 82929L109 279 25537 SH Sole 25537 SM ENERGY CO COM 78454l100 1348 18447 SH Sole 18447 SPDR GOLD TRUST SPDR GOLD SHAR COM 78463v107 11005 72405 SH Sole 72405 31 206 SH Defined 206 SPDR S&P OIL & GAS EQUIP SERVI COM 78464A748 304 8781 SH Sole 8781 SPECTRA ENERGY CORP COM 847560109 658 21385 SH Sole 21385 73 2380 SH Defined 2380 SUNOCO INC COM 86764p109 1637 39904 SH Sole 39904 85 2064 SH Defined 2064 SYNGENTA AG ADR F SPONSORED AD COM 87160a100 459 7792 SH Sole 7792 SYNTROLEUM COM 871630109 14 14600 SH Sole 14600 TEEKAY CORP F COM Y8564W103 269 10062 SH Sole 10062 TELEFONICA SPON ADR F SPONSORE COM 879382208 2504 145666 SH Sole 145666 142 8271 SH Defined 8271 TOSHIBA CORP LTD ORD F COM J89752117 36 8812 SH Sole 8812 9 2100 SH Defined 2100 ULTRAPAR PART SPON ADR F SPONS COM 90400p101 1518 88266 SH Sole 88266 43 2475 SH Defined 2475 UNITED PARCEL SERVICE B CLASS COM 911312106 2460 33616 SH Sole 33616 61 830 SH Defined 830 VANGUARD DIV APPRCIATION COM 921908844 364 6661 SH Sole 6661 VANGUARD TOTAL BOND MARKET ETF COM 921937835 200 2400 SH Sole 2400 VISA INC CL A CLASS A COM 92826c839 2550 25118 SH Sole 25118 70 685 SH Defined 685 WAL-MART STORES INC COM 931142103 239 4000 SH Sole 4000 WYNN RESORTS COM 983134107 406 3675 SH Sole 3675 YUM BRANDS INC COM 988498101 3749 63528 SH Sole 63528 79 1345 SH Defined 1345