-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TAF95Ac77jS8NLfIStp4DoLoix7KEixMvQF45KG6L+Q8ZKNIAfFZ7/Q6uqPeoDC5 9bAKcW0vMdXcAkfZWX517Q== 0001344422-09-000004.txt : 20090513 0001344422-09-000004.hdr.sgml : 20090513 20090512200151 ACCESSION NUMBER: 0001344422-09-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090513 DATE AS OF CHANGE: 20090512 EFFECTIVENESS DATE: 20090513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dunvegan Associates, Inc. CENTRAL INDEX KEY: 0001344422 IRS NUMBER: 132886713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11532 FILM NUMBER: 09820241 BUSINESS ADDRESS: STREET 1: 1114 STATE STREET, SUITE 309 CITY: SANTA BARBARA STATE: CA ZIP: 93101 BUSINESS PHONE: 805-969-5432 MAIL ADDRESS: STREET 1: 1114 STATE STREET, SUITE 309 CITY: SANTA BARBARA STATE: CA ZIP: 93101 13F-HR 1 r13f-033109.txt SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: Institutional Investment Manager Filing this Report: Name: Dunvegan Associates, Inc. Address: 1114 State Street, Suite 309 Santa Barbara, CA 93101 Form 13F File Number: 28-11532 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herin is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: A.C. Moore Title: President Phone: 805-969-5432 Signature, Place and Date of Signing: A.C. Moore Santa Barbara, California May 12, 2009 [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 113 Form 13F Information Table Value Total: $106,150 [ in thousands] FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M COMPANY COM 88579y101 612 12300 SH Sole 12300 ABBOTT LABS COM 002824100 1460 30599 SH Sole 30599 140 2935 SH Defined 2935 AGNICO EAGLE MINES COM 008474108 3310 58150 SH Sole 58150 93 1630 SH Defined 1630 AIR PRODS & CHEMS COM 009158106 431 7660 SH Sole 6310 1350 ALBERTO CLVR COM 013068101 1003 44355 SH Sole 42755 1600 38 1700 SH Defined 1700 ANADARKO PETROL COM 032511107 300 7720 SH Sole 7720 APACHE COM 037411105 2216 34578 SH Sole 34578 APPLE COMPUTER COM 037833100 229 2175 SH Sole 2175 BAXTER INTL COM 071813109 234 4575 SH Sole 4575 BHP BILLITON LTD. COM 088606108 2002 44895 SH Sole 44895 BRISTOL MYERS COM 110122108 405 18466 SH Sole 16266 2200 BRKSHR HTHWY A COM 084670108 607 7 SH Sole 7 BRKSHR HTHWY B COM 084670207 2504 888 SH Sole 888 169 60 SH Defined 60 BURLNGTN NTHN SF COM 12189T104 415 6900 SH Sole 6900 CATERPILLAR INC COM 149123101 1929 68990 SH Sole 68990 58 2060 SH Defined 2060 CHEVRON COM 166764100 2089 31069 SH Sole 29269 1800 113 1680 SH Defined 1680 CISCO SYS COM 17275r102 379 22619 SH Sole 22619 COCA COLA COM 191216100 3471 78980 SH Sole 77180 1800 140 3175 SH Defined 3175 CONOCOPHILLIPS COM 20825C104 528 13480 SH Sole 13480 CURRENCYSHRS JAPAN COM 23130A102 402 4000 SH Sole 4000 DEERE & CO COM 244199105 1309 39827 SH Sole 39827 26 780 SH Defined 780 DUKE ENERGY COM 264399106 1426 99600 SH Sole 99600 107 7460 SH Defined 7460 EMERSON ELECTRIC COM 291011104 1080 37803 SH Sole 37803 72 2510 SH Defined 2510 ENCANA COM 292505104 323 7950 SH Sole 7950 EXXON MOBIL COM 30231g102 876 12864 SH Sole 11264 1600 75 1100 SH Defined 1100 FLUOR CORP COM 343412102 377 10900 SH Sole 8900 2000 FPT COPPER & GOLD COM 35671d857 1764 46285 SH Sole 46285 GENRL DYNAMICS COM 369550108 210 5040 SH Sole 5040 HEALTHCARE SPDR COM 81369Y209 631 26080 SH Sole 26080 IMPERIAL OIL COM 453038408 3565 98900 SH Sole 98900 204 5645 SH Defined 5645 INTL BUS MACH COM 459200101 1325 13678 SH Sole 13678 94 970 SH Defined 970 ISHARES BIOTECH COM 464287556 2691 40565 SH Sole 40565 114 1715 SH Defined 1715 ISHARES BRAZIL COM 464286400 1713 45425 SH Sole 45425 ISHARES LEHMAN 1-3 COM 464287457 2783 33000 SH Sole 33000 ISHARES TR CHINA COM 464287184 1878 65823 SH Sole 65823 ISHRS EMRG.MKTS COM 464287234 261 10500 SH Sole 10500 ISHRS JAPAN INDEX COM 464286848 528 66800 SH Sole 66800 ISHRS LEHMAN TPS COM 464287176 3693 35937 SH Sole 35937 ISHRS MALAYSIA COM 464286830 98 14000 SH Sole 14000 JEFFERIES COM 472319102 451 32702 SH Sole 32702 36 2635 SH Defined 2635 JOHNSON & JOHN COM 478160104 2526 48025 SH Sole 46825 1200 87 1650 SH Defined 1650 KIMBERLY CLARK COM 494368103 234 5075 SH Sole 5075 MANITOWOC CO COM 563571108 36 10900 SH Sole 10900 MCCORMICK COM 579780206 2881 97444 SH Sole 97444 143 4830 SH Defined 4830 MCDERMOTT INTL COM 580037109 251 18755 SH Sole 18755 MEDTRONIC COM 585055106 190 6458 SH Sole 6458 42 1410 SH Defined 1410 MICROSOFT COM 594918104 206 11236 SH Sole 11236 ML OIL SVC HLDRS COM 678002106 690 9300 SH Sole 9300 MONSANTO COM 61166W101 5484 65989 SH Sole 65427 562 127 1530 SH Defined 1530 MOSAIC CO COM 61945A107 1280 30500 SH Sole 30500 MURPHY OIL COM 626717102 1828 40832 SH Sole 40832 104 2320 SH Defined 2320 NATCO GRP CL A COM 63227W203 219 11588 SH Sole 11588 NATIONAL BEV COM 635017106 92 10080 SH Sole 10080 NEWMONT MINING COM 651639106 918 20500 SH Sole 20500 NORFOLK SOUTHERN COM 655844108 1577 46740 SH Sole 46740 NOVARTIS COM 66987V109 912 24108 SH Sole 24108 PAYCHEX, INC. COM 704326107 1388 54065 SH Sole 54065 PEPSICO COM 713448108 105 2035 SH Sole 2035 360 7000 SH Defined 7000 PG&E COM 69331C108 252 6600 SH Sole 5000 1600 POPE RESOURCES DEP REC COM 732857107 723 35690 SH Sole 35690 PRAXAIR COM 74005P104 451 6700 SH Sole 4200 2500 PROCTER & GAMBLE COM 742718109 1633 34674 SH Sole 33074 1600 170 3615 SH Defined 3615 PWRSHRS DB AGRI COM 73936B408 2824 115316 SH Sole 115316 RD SHELL A COM 780259206 431 9719 SH Sole 9719 48 1080 SH Defined 1080 RIO TINTO PLC ADS COM 767204100 459 3425 SH Sole 3425 SAP COM 803054204 757 21465 SH Sole 21465 SCHLUMBERGER COM 806857108 642 15800 SH Sole 15800 335 8250 SH Defined 8250 SEC SPDR CNSMR STPL COM 81369Y308 633 29990 SH Sole 29990 SINGAPORE FD COM 82929L109 510 74294 SH Sole 74294 SPDR GOLD TRUST COM 863307104 10163 112573 SH Sole 112573 42 470 SH Defined 470 SPECTRA ENERGY COM 847560109 759 53667 SH Sole 53667 53 3730 SH Defined 3730 ST MARY LAND EXPl COM 792228108 362 27385 SH Sole 27385 SYNTROLEUM COM 871630109 21 14600 SH Sole 14600 SYSCO COM 871829107 405 17750 SH Sole 15350 2400 18 800 SH Defined 800 TELECOM NZLAND COM 879278208 76 11661 SH Sole 11661 TELEFONICA COM 879382208 1123 18834 SH Sole 18834 576 9659 SH Defined 9659 UNION PACIFIC CORP COM 907818108 591 14368 SH Sole 14368 UNITED PARCEL SVC COM 911312106 805 16350 SH Sole 16350 77 1565 SH Defined 1565 VALERO ENERGY COM 91913Y100 1162 64925 SH Sole 64925 VISA,INC. COM 92826C839 797 14340 SH Sole 14340 VULCAN MATERIALS COM 929160109 2645 59730 SH Sole 59730 90 2025 SH Defined 2025 WAL MART COM 931142103 986 18925 SH Sole 17525 1400 YUM BRANDS COM 895953107 865 31495 SH Sole 31495
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