0001209191-16-129191.txt : 20160622 0001209191-16-129191.hdr.sgml : 20160622 20160622151216 ACCESSION NUMBER: 0001209191-16-129191 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160621 FILED AS OF DATE: 20160622 DATE AS OF CHANGE: 20160622 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alexza Pharmaceuticals Inc. CENTRAL INDEX KEY: 0001344413 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 770567768 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2091 STIERLIN COURT CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650.944.7000 MAIL ADDRESS: STREET 1: 2091 STIERLIN COURT CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferrer-Salat Sergio CENTRAL INDEX KEY: 0001668295 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51820 FILM NUMBER: 161726538 MAIL ADDRESS: STREET 1: AVENIDA DIAGONAL 549 STREET 2: 5TH FLOOR CITY: BARCELONA STATE: U3 ZIP: E-08029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grupo Ferrer Internacional, S.A. CENTRAL INDEX KEY: 0001623398 STATE OF INCORPORATION: U3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51820 FILM NUMBER: 161726539 BUSINESS ADDRESS: STREET 1: AVENIDA DIAGONAL 549, 5TH FLOOR CITY: BARCELONA STATE: U3 ZIP: E-08029 BUSINESS PHONE: 34-93-600-3716 MAIL ADDRESS: STREET 1: AVENIDA DIAGONAL 549, 5TH FLOOR CITY: BARCELONA STATE: U3 ZIP: E-08029 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-21 1 0001344413 Alexza Pharmaceuticals Inc. ALXA 0001623398 Grupo Ferrer Internacional, S.A. AVENIDA DIAGONAL 549 5TH FLOOR BARCELONA U3 E-08029 SPAIN 0 0 1 0 0001668295 Ferrer-Salat Sergio AVENIDA DIAGONAL 549 5TH FLOOR BARCELONA U3 E-08029 SPAIN 0 0 1 0 Common Stock 2016-06-21 4 P 0 19465714 0.90 A 21832649 I See Footnotes Purchase price paid consisted of $0.90 cash and a contingent value right. Ownership is held indirectly through a wholly owned subsidiary. Mr. Ferrer-Salat, as the Chairman and controlling shareholder of Grupo Ferrer Internacional S.A. ("Grupo Ferrer") may be deemed a beneficial owner of the securities held by Grupo Ferrer, but disclaims ownership thereof except to the extent of his pecuniary interest therein. Grupo Ferrer Internacional, S.A., By: /s/ Jorge Ramentol Massana, C.E.O and By: /s/ Juan Fanes Trillo, C.F.O. 2016-06-22 /s/ Sergio Ferrer-Salat 2016-06-22