0001209191-16-129191.txt : 20160622
0001209191-16-129191.hdr.sgml : 20160622
20160622151216
ACCESSION NUMBER: 0001209191-16-129191
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160621
FILED AS OF DATE: 20160622
DATE AS OF CHANGE: 20160622
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alexza Pharmaceuticals Inc.
CENTRAL INDEX KEY: 0001344413
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 770567768
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2091 STIERLIN COURT
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 650.944.7000
MAIL ADDRESS:
STREET 1: 2091 STIERLIN COURT
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ferrer-Salat Sergio
CENTRAL INDEX KEY: 0001668295
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51820
FILM NUMBER: 161726538
MAIL ADDRESS:
STREET 1: AVENIDA DIAGONAL 549
STREET 2: 5TH FLOOR
CITY: BARCELONA
STATE: U3
ZIP: E-08029
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grupo Ferrer Internacional, S.A.
CENTRAL INDEX KEY: 0001623398
STATE OF INCORPORATION: U3
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51820
FILM NUMBER: 161726539
BUSINESS ADDRESS:
STREET 1: AVENIDA DIAGONAL 549, 5TH FLOOR
CITY: BARCELONA
STATE: U3
ZIP: E-08029
BUSINESS PHONE: 34-93-600-3716
MAIL ADDRESS:
STREET 1: AVENIDA DIAGONAL 549, 5TH FLOOR
CITY: BARCELONA
STATE: U3
ZIP: E-08029
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-06-21
1
0001344413
Alexza Pharmaceuticals Inc.
ALXA
0001623398
Grupo Ferrer Internacional, S.A.
AVENIDA DIAGONAL 549
5TH FLOOR
BARCELONA
U3
E-08029
SPAIN
0
0
1
0
0001668295
Ferrer-Salat Sergio
AVENIDA DIAGONAL 549
5TH FLOOR
BARCELONA
U3
E-08029
SPAIN
0
0
1
0
Common Stock
2016-06-21
4
P
0
19465714
0.90
A
21832649
I
See Footnotes
Purchase price paid consisted of $0.90 cash and a contingent value right.
Ownership is held indirectly through a wholly owned subsidiary.
Mr. Ferrer-Salat, as the Chairman and controlling shareholder of Grupo Ferrer Internacional S.A. ("Grupo Ferrer") may be deemed a beneficial owner of the securities held by Grupo Ferrer, but disclaims ownership thereof except to the extent of his pecuniary interest therein.
Grupo Ferrer Internacional, S.A., By: /s/ Jorge Ramentol Massana, C.E.O and By: /s/ Juan Fanes Trillo, C.F.O.
2016-06-22
/s/ Sergio Ferrer-Salat
2016-06-22