0001209191-16-104974.txt : 20160303 0001209191-16-104974.hdr.sgml : 20160303 20160303101546 ACCESSION NUMBER: 0001209191-16-104974 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141027 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alexza Pharmaceuticals Inc. CENTRAL INDEX KEY: 0001344413 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 770567768 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2091 STIERLIN COURT CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650.944.7000 MAIL ADDRESS: STREET 1: 2091 STIERLIN COURT CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferrer-Salat Sergio CENTRAL INDEX KEY: 0001668295 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-51820 FILM NUMBER: 161479821 MAIL ADDRESS: STREET 1: AVENIDA DIAGONAL 549 STREET 2: 5TH FLOOR CITY: BARCELONA STATE: U3 ZIP: E-08029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grupo Ferrer Internacional, S.A. CENTRAL INDEX KEY: 0001623398 STATE OF INCORPORATION: U3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-51820 FILM NUMBER: 161479822 BUSINESS ADDRESS: STREET 1: AVENIDA DIAGONAL 549, 5TH FLOOR CITY: BARCELONA STATE: U3 ZIP: E-08029 BUSINESS PHONE: 34-93-600-3716 MAIL ADDRESS: STREET 1: AVENIDA DIAGONAL 549, 5TH FLOOR CITY: BARCELONA STATE: U3 ZIP: E-08029 3/A 1 doc3a.xml FORM 3/A SUBMISSION X0206 3/A 2014-10-27 2014-11-03 0 0001344413 Alexza Pharmaceuticals Inc. ALXA 0001623398 Grupo Ferrer Internacional, S.A. AVENIDA DIAGONAL 549 5TH FLOOR BARCELONA U3 E-08029 SPAIN 0 0 1 0 0001668295 Ferrer-Salat Sergio AVENIDA DIAGONAL 549 5TH FLOOR BARCELONA U3 E-08029 SPAIN 0 0 1 0 Common Stock 2241935 D Mr. Ferrer-Salat, as the Chairman and controlling shareholder of Grupo Ferrer Internacional S.A. ("Grupo Ferrer") may be deemed a beneficial owner of the securities held by Grupo Ferrer, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest therein. This Form 3/A amends a Form 3 filed on November 3, 2014 and is being filed in order to add Sergio Ferrer-Salat as a reporting person. /s/ Grupo Ferrer Internacional, S.A., By: /s/ Jorge Ramentol Massana, C.E.O. 2016-03-03 /s/ Sergio Ferrer-Salat 2016-03-03