0001209191-15-072316.txt : 20150928 0001209191-15-072316.hdr.sgml : 20150928 20150928171021 ACCESSION NUMBER: 0001209191-15-072316 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150928 FILED AS OF DATE: 20150928 DATE AS OF CHANGE: 20150928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alexza Pharmaceuticals Inc. CENTRAL INDEX KEY: 0001344413 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 770567768 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2091 STIERLIN COURT CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650.944.7000 MAIL ADDRESS: STREET 1: 2091 STIERLIN COURT CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grupo Ferrer Internacional, S.A. CENTRAL INDEX KEY: 0001623398 STATE OF INCORPORATION: U3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51820 FILM NUMBER: 151128128 BUSINESS ADDRESS: STREET 1: AVENIDA DIAGONAL 549, 5TH FLOOR CITY: BARCELONA STATE: U3 ZIP: E-08029 BUSINESS PHONE: 34-93-600-3716 MAIL ADDRESS: STREET 1: AVENIDA DIAGONAL 549, 5TH FLOOR CITY: BARCELONA STATE: U3 ZIP: E-08029 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-28 0 0001344413 Alexza Pharmaceuticals Inc. ALXA 0001623398 Grupo Ferrer Internacional, S.A. AVENIDA DIAGONAL 549, 5TH FLOOR BARCELONA U3 E-08029 SPAIN 0 0 1 0 Common Stock 2015-09-28 4 P 0 125000 A 2366935 D The shares were issued as partial consideration for a term loan in the maximum principal amount of $5 million with an interest rate of 6% per annum from the Reporting Person to the Issuer as reported in Current Report on Form 8-K on the date hereof. Grupo Ferrer Internacional, S.A. by: Jorge Ramentol Massana, C.E.O and by: Juan Fanes Trillo, C.F.O. 2015-09-28