EX-4.1 5 d362616dex41.htm SPECIMEN STOCK CERTIFICATE Specimen Stock Certificate

Exhibit 4.1

 

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THIS CERTIFICATE IS CUSIP 015384 20 9 TRANSFERABLE IN CANTON, MA, SEE REVERSE SIDE FOR CERTAIN JERSEY CITY, NJ, NEW YORK, NY DEFINITIONS AND A STATEMENT AS AND PITTSBURGH, PA TO THE POWERS, DESIGNATIONS, ALEXZA PHARMACEUTICALS, INC. PREFERENCES AND RIGHTS OF EACH CLASS OR SERIES OF STOCK. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE This certifies that SPECIMEN is the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, $0.0001 PAR VALUE PER SHARE, OF ALEXZA PHARMACEUTICALS, INC. transferable on the books of the Corporation by said owner in person or by his duly authorized attorney upon the surrender of this certificate properly endorsed. This certificate is not valid until countersigned by the Transfer Agent and registered by the Registrar. Witness the facsimile of the Corporation’s seal and the facsimile signatures of its duly authorized officers. BY Dated: COUNTERSIGNED AND COMPUTERSHARE MACE A R UT REGISTERED: H RPORA I C P O T A N C E A SHAREOWNER I D L Z DECEMBER 19, 2000 , S X I E N AUTHORIZEDAND L D ELAW A R E C SERVICES A . TRANSFER LLC SECRETARY PRESIDENT AND CHIEF EXECUTIVE OFFICER SIGNATURE REGISTRAR AGENT ALXA


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ALEXZA PHARMACEUTICALS, INC. The Corporation will furnish without charge to each stockholder who so requests a statement of the powers, designations, preferences and relative, participating, optional, or other special rights of each class of stock or series thereof and the qualifications, limitations or restrictions of such preferences and/or rights. Any such request should be addressed to the Secretary of the Corporation at its principal place of business. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM – as tenants in common UNIF GIFT MIN ACT– Custodian TEN ENT – as tenants by the entireties (Cust) (Minor) JT TEN – as joint tenants with right of under Uniform Gifts to Minors survivorship and not as tenants Act in common (State) UNIF TRANS MIN ACT– Custodian (Cust) (Minor) under Uniform Transfers to Minors Act (State) Additional abbreviations may also be used though not in the above list. For value received, hereby sell(s), assign(s) and transfer(s) unto PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) shares of the common stock represented by the within Certificate, and do hereby irrevocably constitute and appoint Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises. Dated NOTICE: THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. SIGNATURE(S) GUARANTEED By THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION, (Banks, Stockbrokers, Savings and Loan Associations and Credit Unions) WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM PURSUANT TO S.E.C. RULE 17Ad-15.