0000899243-15-001607.txt : 20150724 0000899243-15-001607.hdr.sgml : 20150724 20150724163933 ACCESSION NUMBER: 0000899243-15-001607 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150722 FILED AS OF DATE: 20150724 DATE AS OF CHANGE: 20150724 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alexza Pharmaceuticals Inc. CENTRAL INDEX KEY: 0001344413 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 770567768 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2091 STIERLIN COURT CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650.944.7000 MAIL ADDRESS: STREET 1: 2091 STIERLIN COURT CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oki Mark K CENTRAL INDEX KEY: 0001491847 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51820 FILM NUMBER: 151005017 MAIL ADDRESS: STREET 1: C/O ALEXZA PHARMACEUTICALS INC STREET 2: 2091 STIERLIN COURT CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-07-22 0 0001344413 Alexza Pharmaceuticals Inc. ALXA 0001491847 Oki Mark K ALEXZA PHARMACEUTICALS, INC. 2091 STIERLIN COURT MOUNTAIN VIEW CA 94043 0 1 0 0 SVP, Finance, CFO & Sec Stock Option (right to buy) 1.08 2015-07-22 4 A 0 125000 0.00 A 2025-07-21 Common Stock 125000 125000 D Grant to the Reporting Person of a stock option under the Issuer's 2015 Equity Incentive Plan (the "Plan"). The shares vest in 48 equal monthly installments commencing on August 21, 2015, provided, that in each case, the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan, and provided further, that in the event that the Company terminates the Reporting Person's employment as of or within three (3) months prior to or twelve (12) months following a Change in Control (as defined in the Plan), then the option shall become fully vested and immediately exercisable as of such date. The option expires ten years after the date of grant. /s/ Brent D. Fassett, Attorney-in-Fact 2015-07-24