0000950103-21-004174.txt : 20210317
0000950103-21-004174.hdr.sgml : 20210317
20210317173131
ACCESSION NUMBER: 0000950103-21-004174
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210315
FILED AS OF DATE: 20210317
DATE AS OF CHANGE: 20210317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marten Alan
CENTRAL INDEX KEY: 0001344019
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38102
FILM NUMBER: 21751752
MAIL ADDRESS:
STREET 1: SMART MODULAR TECHNOLOGIES (WWH), INC.
STREET 2: 4211 STARBOARD DRIVE
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMART Global Holdings, Inc.
CENTRAL INDEX KEY: 0001616533
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 981013909
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0828
BUSINESS ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
BUSINESS PHONE: (510) 623-1231
MAIL ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
4
1
dp147957_4-marten.xml
FORM 4
X0306
4
2021-03-15
0
0001616533
SMART Global Holdings, Inc.
SGH
0001344019
Marten Alan
C/O SMART MODULAR TECHNOLOGIES, INC.
39870 EUREKA DRIVE
NEWARK
CA
94560
0
1
0
0
Senior Vice President
Ordinary Shares
2021-03-15
4
M
0
3250
11.55
A
118916
D
Ordinary Shares
2021-03-15
4
S
0
3250
45.9518
D
115666
D
Employee Stock Options (right to buy)
11.55
2021-03-15
4
M
0
3250
0
D
2026-05-23
Ordinary Shares
3250
39630
D
This transaction was executed in multiple trades at prices ranging from $45.63 to $46.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Fully vested and exercisable.
The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/29/2020.
/s/ Bruce Goldberg, as attorney-in-fact for Alan Marten
2021-03-17