0001567619-21-018624.txt : 20211022 0001567619-21-018624.hdr.sgml : 20211022 20211022205053 ACCESSION NUMBER: 0001567619-21-018624 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211020 FILED AS OF DATE: 20211022 DATE AS OF CHANGE: 20211022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pacheco Jack A CENTRAL INDEX KEY: 0001344018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 211341958 MAIL ADDRESS: STREET 1: SMART MODULAR TECHNOLOGIES (WWH), INC. STREET 2: 4211 STARBOARD DRIVE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Global Holdings, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 981013909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0827 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 4 1 doc1.xml FORM 4 X0306 4 2021-10-20 0 0001616533 SMART Global Holdings, Inc. SGH 0001344018 Pacheco Jack A C/O SMART GLOBAL HOLDINGS, INC. 39870 EUREKA DRIVE NEWARK CA 94560 0 1 0 0 EVP, COO, Pres, Mem Solutions Ordinary Shares 2021-09-27 4 A 0 12000 0 A 102409 D Ordinary Shares 2021-10-20 4 F 0 3966 51.94 D 106135 D Reflects an RSU award that vested as to 33% on October 20, 2021, and the remaining shares will vest semi-annually over the next two years. These 12,000 RSUs did not begin vesting until October 20, 2021. However, they were inadvertently omitted from the total amount of securities beneficially owned as reported in Column 5 of the Forms 4 filed by the reporting person on October 5, 2021 and October 7, 2021. Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. /s/ Anne Kuykendall as attorney-in-fact for Jack A. Pacheco 2021-10-22