0001567619-21-018624.txt : 20211022
0001567619-21-018624.hdr.sgml : 20211022
20211022205053
ACCESSION NUMBER: 0001567619-21-018624
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211020
FILED AS OF DATE: 20211022
DATE AS OF CHANGE: 20211022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pacheco Jack A
CENTRAL INDEX KEY: 0001344018
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38102
FILM NUMBER: 211341958
MAIL ADDRESS:
STREET 1: SMART MODULAR TECHNOLOGIES (WWH), INC.
STREET 2: 4211 STARBOARD DRIVE
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMART Global Holdings, Inc.
CENTRAL INDEX KEY: 0001616533
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 981013909
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0827
BUSINESS ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
BUSINESS PHONE: (510) 623-1231
MAIL ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
4
1
doc1.xml
FORM 4
X0306
4
2021-10-20
0
0001616533
SMART Global Holdings, Inc.
SGH
0001344018
Pacheco Jack A
C/O SMART GLOBAL HOLDINGS, INC.
39870 EUREKA DRIVE
NEWARK
CA
94560
0
1
0
0
EVP, COO, Pres, Mem Solutions
Ordinary Shares
2021-09-27
4
A
0
12000
0
A
102409
D
Ordinary Shares
2021-10-20
4
F
0
3966
51.94
D
106135
D
Reflects an RSU award that vested as to 33% on October 20, 2021, and the remaining shares will vest semi-annually over the next two years.
These 12,000 RSUs did not begin vesting until October 20, 2021. However, they were inadvertently omitted from the total amount of securities beneficially owned as reported in Column 5 of the Forms 4 filed by the reporting person on October 5, 2021 and October 7, 2021.
Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.
/s/ Anne Kuykendall as attorney-in-fact for Jack A. Pacheco
2021-10-22