0000950103-21-010967.txt : 20210722
0000950103-21-010967.hdr.sgml : 20210722
20210722210152
ACCESSION NUMBER: 0000950103-21-010967
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210720
FILED AS OF DATE: 20210722
DATE AS OF CHANGE: 20210722
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pacheco Jack A
CENTRAL INDEX KEY: 0001344018
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38102
FILM NUMBER: 211108871
MAIL ADDRESS:
STREET 1: SMART MODULAR TECHNOLOGIES (WWH), INC.
STREET 2: 4211 STARBOARD DRIVE
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMART Global Holdings, Inc.
CENTRAL INDEX KEY: 0001616533
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 981013909
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0827
BUSINESS ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
BUSINESS PHONE: (510) 623-1231
MAIL ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
4
1
dp154872_4-pacheco.xml
FORM 4
X0306
4
2021-07-20
0
0001616533
SMART Global Holdings, Inc.
SGH
0001344018
Pacheco Jack A
C/O SMART GLOBAL HOLDINGS, INC.
39870 EUREKA DRIVE
NEWARK
CA
94560
0
1
0
0
EVP, COO, Pres SMART Mem
Ordinary Shares
2021-07-20
4
M
0
7500
21.55
A
97909
D
Ordinary Shares
2021-07-20
4
S
0
6755
46.9146
D
91154
D
Ordinary Shares
2021-07-20
4
S
0
745
47.5258
D
90409
D
Employee Stock Option (right to buy)
21.55
2021-07-20
4
M
0
7500
0
D
2029-01-22
Ordinary Shares
7500
47500
D
The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.
This transaction was executed in multiple trades at prices ranging from $ 46.40 to $ 47.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $ 47.41 to $ 47.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
25% of the option vested and became exercisable on 1/22/2020, and the remaining shares vest monthly over three years thereafter.
/s/ Anne Kuykendall as attorney-in-fact for Jack A. Pacheco
2021-07-22