0000950103-21-009258.txt : 20210623 0000950103-21-009258.hdr.sgml : 20210623 20210623190209 ACCESSION NUMBER: 0000950103-21-009258 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210621 FILED AS OF DATE: 20210623 DATE AS OF CHANGE: 20210623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pacheco Jack A CENTRAL INDEX KEY: 0001344018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 211039848 MAIL ADDRESS: STREET 1: SMART MODULAR TECHNOLOGIES (WWH), INC. STREET 2: 4211 STARBOARD DRIVE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Global Holdings, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 981013909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0827 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 4 1 dp153102_4-pacheco.xml FORM 4 X0306 4 2021-06-21 0 0001616533 SMART Global Holdings, Inc. SGH 0001344018 Pacheco Jack A C/O SMART GLOBAL HOLDINGS, INC. 39870 EUREKA DRIVE NEWARK CA 94560 0 1 0 0 EVP, COO, Pres SMART Mem Ordinary Shares 2021-06-21 4 M 0 7500 21.55 A 98652 D Ordinary Shares 2021-06-21 4 S 0 7500 43.9644 D 91152 D Employee Stock Option (right to buy) 21.55 2021-06-21 4 M 0 7500 0 D 2029-01-22 Ordinary Shares 7500 55000 D The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person. This transaction was executed in multiple trades at prices ranging from $43.73 to $44.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. 25% of the option vested and became exercisable on 1/22/2020, and the remaining shares vest monthly over three years thereafter. /s/ Anne Kuykendall as attorney-in-fact for Jack A. Pacheco 2021-06-23