0000950103-21-009258.txt : 20210623
0000950103-21-009258.hdr.sgml : 20210623
20210623190209
ACCESSION NUMBER: 0000950103-21-009258
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210621
FILED AS OF DATE: 20210623
DATE AS OF CHANGE: 20210623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pacheco Jack A
CENTRAL INDEX KEY: 0001344018
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38102
FILM NUMBER: 211039848
MAIL ADDRESS:
STREET 1: SMART MODULAR TECHNOLOGIES (WWH), INC.
STREET 2: 4211 STARBOARD DRIVE
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMART Global Holdings, Inc.
CENTRAL INDEX KEY: 0001616533
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 981013909
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0827
BUSINESS ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
BUSINESS PHONE: (510) 623-1231
MAIL ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
4
1
dp153102_4-pacheco.xml
FORM 4
X0306
4
2021-06-21
0
0001616533
SMART Global Holdings, Inc.
SGH
0001344018
Pacheco Jack A
C/O SMART GLOBAL HOLDINGS, INC.
39870 EUREKA DRIVE
NEWARK
CA
94560
0
1
0
0
EVP, COO, Pres SMART Mem
Ordinary Shares
2021-06-21
4
M
0
7500
21.55
A
98652
D
Ordinary Shares
2021-06-21
4
S
0
7500
43.9644
D
91152
D
Employee Stock Option (right to buy)
21.55
2021-06-21
4
M
0
7500
0
D
2029-01-22
Ordinary Shares
7500
55000
D
The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.
This transaction was executed in multiple trades at prices ranging from $43.73 to $44.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
25% of the option vested and became exercisable on 1/22/2020, and the remaining shares vest monthly over three years thereafter.
/s/ Anne Kuykendall as attorney-in-fact for Jack A. Pacheco
2021-06-23