0000950103-20-024694.txt : 20201223
0000950103-20-024694.hdr.sgml : 20201223
20201223170044
ACCESSION NUMBER: 0000950103-20-024694
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201221
FILED AS OF DATE: 20201223
DATE AS OF CHANGE: 20201223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pacheco Jack A
CENTRAL INDEX KEY: 0001344018
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38102
FILM NUMBER: 201413309
MAIL ADDRESS:
STREET 1: SMART MODULAR TECHNOLOGIES (WWH), INC.
STREET 2: 4211 STARBOARD DRIVE
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMART Global Holdings, Inc.
CENTRAL INDEX KEY: 0001616533
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 981013909
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0828
BUSINESS ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
BUSINESS PHONE: (510) 623-1231
MAIL ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
4
1
dp143330_4-pacheco.xml
FORM 4
X0306
4
2020-12-21
0
0001616533
SMART Global Holdings, Inc.
SGH
0001344018
Pacheco Jack A
C/O SMART GLOBAL HOLDINGS, INC.
39870 EUREKA DRIVE
NEWARK
CA
94560
0
1
0
0
EVP, CFO, COO, Pres SMART Mem
Ordinary Shares
2020-12-21
4
M
0
2230
24.93
A
101402
D
Ordinary Shares
2020-12-21
4
M
0
753
11.55
A
102155
D
Ordinary Shares
2020-12-21
4
S
0
2983
32.9289
D
99172
D
Employee Stock Option (right to buy)
24.93
2020-12-21
4
M
0
2230
0
D
2024-09-22
Ordinary Shares
2230
0
D
Employee Stock Option (right to buy)
11.55
2020-12-21
4
M
0
753
0
D
2026-05-23
Ordinary Shares
753
0
D
Includes 2,983 shares sold in connection with a divorce settlement agreement.
This transaction was executed in multiple trades at prices ranging from $32.59 to $33.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The original option vested 25% on September 23, 2015 with the remainder vesting monthly through September 23, 2018.
The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018.
/s/ Bruce Goldberg as attorney-in-fact for Jack A. Pacheco
2020-12-23