0000950103-20-024694.txt : 20201223 0000950103-20-024694.hdr.sgml : 20201223 20201223170044 ACCESSION NUMBER: 0000950103-20-024694 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201221 FILED AS OF DATE: 20201223 DATE AS OF CHANGE: 20201223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pacheco Jack A CENTRAL INDEX KEY: 0001344018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 201413309 MAIL ADDRESS: STREET 1: SMART MODULAR TECHNOLOGIES (WWH), INC. STREET 2: 4211 STARBOARD DRIVE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Global Holdings, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 981013909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0828 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 4 1 dp143330_4-pacheco.xml FORM 4 X0306 4 2020-12-21 0 0001616533 SMART Global Holdings, Inc. SGH 0001344018 Pacheco Jack A C/O SMART GLOBAL HOLDINGS, INC. 39870 EUREKA DRIVE NEWARK CA 94560 0 1 0 0 EVP, CFO, COO, Pres SMART Mem Ordinary Shares 2020-12-21 4 M 0 2230 24.93 A 101402 D Ordinary Shares 2020-12-21 4 M 0 753 11.55 A 102155 D Ordinary Shares 2020-12-21 4 S 0 2983 32.9289 D 99172 D Employee Stock Option (right to buy) 24.93 2020-12-21 4 M 0 2230 0 D 2024-09-22 Ordinary Shares 2230 0 D Employee Stock Option (right to buy) 11.55 2020-12-21 4 M 0 753 0 D 2026-05-23 Ordinary Shares 753 0 D Includes 2,983 shares sold in connection with a divorce settlement agreement. This transaction was executed in multiple trades at prices ranging from $32.59 to $33.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The original option vested 25% on September 23, 2015 with the remainder vesting monthly through September 23, 2018. The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018. /s/ Bruce Goldberg as attorney-in-fact for Jack A. Pacheco 2020-12-23