0000950103-20-022898.txt : 20201124
0000950103-20-022898.hdr.sgml : 20201124
20201124171312
ACCESSION NUMBER: 0000950103-20-022898
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201120
FILED AS OF DATE: 20201124
DATE AS OF CHANGE: 20201124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pacheco Jack A
CENTRAL INDEX KEY: 0001344018
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38102
FILM NUMBER: 201345194
MAIL ADDRESS:
STREET 1: SMART MODULAR TECHNOLOGIES (WWH), INC.
STREET 2: 4211 STARBOARD DRIVE
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMART Global Holdings, Inc.
CENTRAL INDEX KEY: 0001616533
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 981013909
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0828
BUSINESS ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
BUSINESS PHONE: (510) 623-1231
MAIL ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
4
1
dp141410_4-pacheco.xml
FORM 4
X0306
4
2020-11-20
0
0001616533
SMART Global Holdings, Inc.
SGH
0001344018
Pacheco Jack A
C/O SMART MODULAR TECHNOLOGIES, INC.
39870 EUREKA DRIVE
NEWARK
CA
94560
0
1
0
0
EVP, CFO, COO, Pres SMART Mem
Ordinary Shares
2020-11-20
4
M
0
3500
24.93
A
72672
D
Ordinary Shares
2020-11-20
4
S
0
3500
30.0612
D
69172
D
Ordinary Shares
2020-11-23
4
M
0
4000
24.93
A
73172
D
Ordinary Shares
2020-11-23
4
S
0
4000
30.1771
D
69172
D
Employee Stock Option (right to buy)
24.93
2020-11-20
4
M
0
3500
0
D
2024-09-22
Ordinary Shares
3500
6230
D
Employee Stock Option (right to buy)
24.93
2020-11-23
4
M
0
4000
0
D
2024-09-22
Ordinary Shares
4000
2230
D
Includes 3,500 shares sold in connection with a divorce settlement agreement.
This transaction was executed in multiple trades at prices ranging from $30.00 to $30.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes 4,000 shares sold in connection with a divorce settlement agreement.
This transaction was executed in multiple trades at prices ranging from $30.00 to $30.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The original option vested 25% on September 23, 2015 with the remainder vesting monthly through September 23, 2018.
The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 04/10/2020.
/s/ Bruce Goldberg as attorney-in-fact for Jack A. Pacheco
2020-11-24