0000950103-20-021990.txt : 20201110
0000950103-20-021990.hdr.sgml : 20201110
20201110201847
ACCESSION NUMBER: 0000950103-20-021990
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201106
FILED AS OF DATE: 20201110
DATE AS OF CHANGE: 20201110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pacheco Jack A
CENTRAL INDEX KEY: 0001344018
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38102
FILM NUMBER: 201302690
MAIL ADDRESS:
STREET 1: SMART MODULAR TECHNOLOGIES (WWH), INC.
STREET 2: 4211 STARBOARD DRIVE
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMART Global Holdings, Inc.
CENTRAL INDEX KEY: 0001616533
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 981013909
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0828
BUSINESS ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
BUSINESS PHONE: (510) 623-1231
MAIL ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
4
1
dp140665_4-pacheco.xml
FORM 4
X0306
4
2020-11-06
0
0001616533
SMART Global Holdings, Inc.
SGH
0001344018
Pacheco Jack A
C/O SMART MODULAR TECHNOLOGIES, INC.
39870 EUREKA DRIVE
NEWARK
CA
94560
0
1
0
0
EVP, CFO, COO, Pres SMART Mem
Ordinary Shares
2020-11-06
4
M
0
2100
24.9300
A
86272
D
Ordinary Shares
2020-11-06
4
S
0
3495
30.0021
D
82777
D
Ordinary Shares
2020-11-09
4
M
0
35400
24.93
A
118177
D
Ordinary Shares
2020-11-09
4
S
0
49005
30.3092
D
69172
D
Employee Stock Option (right to buy)
24.93
2020-11-06
4
M
0
2100
0
D
2024-09-22
Ordinary Shares
2100
45130
D
Employee Stock Option (right to buy)
24.93
2020-11-09
4
M
0
35400
0
D
2024-09-22
Ordinary Shares
35400
9730
D
Includes 2,100 shares sold in connection with a divorce settlement agreement.
This transaction was executed in multiple trades at prices ranging from $30.00 to $30.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes 35,400 shares sold in connection with a divorce settlement agreement.
This transaction was executed in multiple trades at prices ranging from $30.00 to $30.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The original option vested 25% on September 23, 2015 with the remainder vesting monthly through September 23, 2018.
The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 04/10/2020.
/s/ Bruce Goldberg as attorney-in-fact for Jack A. Pacheco
2020-11-10