0000950103-18-006442.txt : 20180522 0000950103-18-006442.hdr.sgml : 20180522 20180522200149 ACCESSION NUMBER: 0000950103-18-006442 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180521 FILED AS OF DATE: 20180522 DATE AS OF CHANGE: 20180522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pacheco Jack A CENTRAL INDEX KEY: 0001344018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 18853766 MAIL ADDRESS: STREET 1: SMART MODULAR TECHNOLOGIES (WWH), INC. STREET 2: 4211 STARBOARD DRIVE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Global Holdings, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 981013909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 4 1 dp91281_4-pacheco.xml FORM 4 X0306 4 2018-05-21 0 0001616533 SMART Global Holdings, Inc. SGH 0001344018 Pacheco Jack A C/O SMART MODULAR TECHNOLOGIES, INC. 39870 EUREKA DRIVE NEWARK CA 94560 0 1 0 0 Executive VP, CFO, COO Ordinary Shares 2018-05-21 4 M 0 7500 11.55 A 117819 D Ordinary Shares 2018-05-21 4 S 0 7000 43.8337 D 110819 D Ordinary Shares 2018-05-21 4 S 0 500 44.5840 D 110319 D Employee Stock Options (right to buy) 11.55 2018-05-21 4 M 0 7500 0 D 2026-05-23 Ordinary Shares 7500 38253 D Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $43.2100 to $44.2099. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $44.2800 to $45.2799. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018. /s/ Bruce Goldberg as attorney-in-fact for Jack A. Pacheco 2018-05-22