0000950103-18-005178.txt : 20180425
0000950103-18-005178.hdr.sgml : 20180425
20180425191411
ACCESSION NUMBER: 0000950103-18-005178
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180423
FILED AS OF DATE: 20180425
DATE AS OF CHANGE: 20180425
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pacheco Jack A
CENTRAL INDEX KEY: 0001344018
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38102
FILM NUMBER: 18775589
MAIL ADDRESS:
STREET 1: SMART MODULAR TECHNOLOGIES (WWH), INC.
STREET 2: 4211 STARBOARD DRIVE
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMART Global Holdings, Inc.
CENTRAL INDEX KEY: 0001616533
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 981013909
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
BUSINESS PHONE: (510) 623-1231
MAIL ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
4
1
dp89998_4-pacheco.xml
FORM 4
X0306
4
2018-04-23
0
0001616533
SMART Global Holdings, Inc.
SGH
0001344018
Pacheco Jack A
C/O SMART MODULAR TECHNOLOGIES, INC.
39870 EUREKA DRIVE
NEWARK
CA
94560
0
1
0
0
Executive VP, CFO, COO
Ordinary Shares
2018-04-23
4
M
0
7500
11.55
A
117819
D
Ordinary Shares
2018-04-23
4
S
0
2705
39.1171
D
115114
D
Ordinary Shares
2018-04-23
4
S
0
3495
40.5838
D
111619
D
Ordinary Shares
2018-04-23
4
S
0
1300
41.5138
D
110319
D
Employee Stock Options (right to buy)
11.55
2018-04-23
4
M
0
7500
0
D
2016-05-23
Ordinary Shares
7500
45753
D
Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $38.8601 to $39.8600. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $40.1700 to $41.1699. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.1700 to $42.1699. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018.
/s/ Bruce Goldberg as attorney-in-fact for Jack A. Pacheco
2018-04-25