0000950103-17-011503.txt : 20171122 0000950103-17-011503.hdr.sgml : 20171122 20171122160355 ACCESSION NUMBER: 0000950103-17-011503 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171121 FILED AS OF DATE: 20171122 DATE AS OF CHANGE: 20171122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pacheco Jack A CENTRAL INDEX KEY: 0001344018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 171219911 MAIL ADDRESS: STREET 1: SMART MODULAR TECHNOLOGIES (WWH), INC. STREET 2: 4211 STARBOARD DRIVE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Global Holdings, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 981013909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 4 1 dp83181_4-pacheco.xml FORM 4 X0306 4 2017-11-21 0 0001616533 SMART Global Holdings, Inc. SGH 0001344018 Pacheco Jack A C/O SMART MODULAR TECHNOLOGIES, INC. 39870 EUREKA DRIVE NEWARK CA 94560 0 1 0 0 Senior VP, CFO, COO Ordinary Shares 2017-11-21 4 M 0 7500 11.55 A 112243 D Ordinary Shares 2017-11-21 4 S 0 700 34.03 D 111543 D Ordinary Shares 2017-11-21 4 S 0 3700 35.19 D 107843 D Ordinary Shares 2017-11-21 4 S 0 2800 36.11 D 105043 D Ordinary Shares 2017-11-21 4 S 0 300 36.69 D 104743 D Employee Stock Options (right to buy) 11.55 2017-11-21 4 M 0 7500 0 D 2026-05-23 Ordinary Shares 7500 83253 D Shares sold pursuant to a previously established Rule 10b5-1 Plan. This is a weighted average sale price. Shares reported in each line item were sold in multiple transactions at prices in the following ranges, respectively: from $33.475 to $34.35; from $34.45 to $35.52; from $35.56 to $36.51; and from $36.61 to $36.76. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing ranges. Includes Restricted Stock Units. These options vested 50% in May 2017 with the remainder vesting quarterly through May 2018. /s// Bruce Goldberg as attorney-in-fact for Jack A. Pacheco 2017-11-22