0000950103-17-011503.txt : 20171122
0000950103-17-011503.hdr.sgml : 20171122
20171122160355
ACCESSION NUMBER: 0000950103-17-011503
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171121
FILED AS OF DATE: 20171122
DATE AS OF CHANGE: 20171122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pacheco Jack A
CENTRAL INDEX KEY: 0001344018
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38102
FILM NUMBER: 171219911
MAIL ADDRESS:
STREET 1: SMART MODULAR TECHNOLOGIES (WWH), INC.
STREET 2: 4211 STARBOARD DRIVE
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMART Global Holdings, Inc.
CENTRAL INDEX KEY: 0001616533
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 981013909
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
BUSINESS PHONE: (510) 623-1231
MAIL ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
4
1
dp83181_4-pacheco.xml
FORM 4
X0306
4
2017-11-21
0
0001616533
SMART Global Holdings, Inc.
SGH
0001344018
Pacheco Jack A
C/O SMART MODULAR TECHNOLOGIES, INC.
39870 EUREKA DRIVE
NEWARK
CA
94560
0
1
0
0
Senior VP, CFO, COO
Ordinary Shares
2017-11-21
4
M
0
7500
11.55
A
112243
D
Ordinary Shares
2017-11-21
4
S
0
700
34.03
D
111543
D
Ordinary Shares
2017-11-21
4
S
0
3700
35.19
D
107843
D
Ordinary Shares
2017-11-21
4
S
0
2800
36.11
D
105043
D
Ordinary Shares
2017-11-21
4
S
0
300
36.69
D
104743
D
Employee Stock Options (right to buy)
11.55
2017-11-21
4
M
0
7500
0
D
2026-05-23
Ordinary Shares
7500
83253
D
Shares sold pursuant to a previously established Rule 10b5-1 Plan.
This is a weighted average sale price. Shares reported in each line item were sold in multiple transactions at prices in the following ranges, respectively: from $33.475 to $34.35; from $34.45 to $35.52; from $35.56 to $36.51; and from $36.61 to $36.76. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing ranges.
Includes Restricted Stock Units.
These options vested 50% in May 2017 with the remainder vesting quarterly through May 2018.
/s// Bruce Goldberg as attorney-in-fact for Jack A. Pacheco
2017-11-22